Compliance Assistant jobs in United States
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Ridge Road Partners ยท 6 hours ago

Compliance Assistant

positionUnited States
timeFull-time
remoteRemote
seniorityNew Grad, Entry Level

Ridge Road Partners is seeking a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. The role involves ensuring compliance with internal procedures and external regulations through various responsibilities such as reviewing documentation and preparing compliance reports.

Investment Banking

Responsibilities

Review documentation for compliance accuracy and completeness
Maintain compliance checklists and regulatory logs
Support preparation for internal and external audits
Assist in updating policies and compliance procedures
Prepare compliance reports and summaries for management
Coordinate with teams to ensure timely document submissions

Qualification

Regulatory guidelines understandingExcel/Sheets proficiencyDocumentation skillsOrganization skillsTime-management skillsCompliance exposure

Required

Strong documentation skills and attention to detail
Ability to understand regulatory guidelines
Proficiency in Excel/Sheets
Excellent organization and time-management skills

Preferred

Prior compliance or audit exposure is a plus

Benefits

Potential bonuses for audit and compliance performance.

Company

Ridge Road Partners

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Ridge Road is different sort of investment firm. We focus on creating long-term value, with a capital base that is flexible and long-term.
dateFounded in 2012
location
New York, New York, USA
people-size2-10 employees
web-link
http://ridgeroadpartners.com

Funding

Current Stage
Early Stage

Leadership Team

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Adam Jiwan
Founder and Managing Partner of Ridge Road Partners LLC
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Michael Mager
Partner
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