Financial Securities Examiner - Enforcement jobs in United States
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State of Wisconsin · 5 days ago

Financial Securities Examiner - Enforcement

The State of Wisconsin is seeking a Securities Examiner in their Bureau of Enforcement to help protect investors. This role involves investigating violations of Securities and Franchise laws and preparing results for litigation, while offering opportunities for career growth and a hybrid work schedule.

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Responsibilities

Reviewing, researching, analyzing, and summarizing financial data and records
Drafting subpoenas
Conducting background research and witness interviews
Performing financial analyses of the source and use of funds
Drafting reports that summarize factual findings to determine the extent of securities and franchise law violations
Assisting in administrative and judicial proceedings by serving as point of contact with testimonial witnesses
Creating evidentiary and demonstrative exhibits and testifying as needed in enforcement proceedings

Qualification

Financial analysisInvestigating violationsFinancial report draftingForensic accountingConflict resolutionBlockchain analysisFraud investigationsCustomer complaint resolution

Required

Investigating and/or resolving customer/consumer complaints utilizing conflict resolution techniques
Preparing/drafting financial reports or records
Applying basic accounting principles in financial analyses

Preferred

Conducting fraud-related investigations
Tracing cryptocurrency transactions and conducting blockchain analysis with intermediate ability
Applying forensic account principles to financial analyses

Benefits

Substantial leave time including at least 3.5 weeks of paid leave time to start, 9 paid holidays, and 130 hours of sick time that roll over each year.
Excellent and affordable health, vision, and dental benefits (health plan options start at just $42/month for single plans and $104/month for family plans after two months of employment)
A casual office atmosphere, flexible work schedules, and telework options depending on the position’s requirements
An exceptional pension plan with employer match and lifetime retirement payment, plus an optional tax advantaged 457 retirement savings plan
Well Wisconsin Wellness Program
A free and confidential employee assistance program that offers employees and their immediate family dependents a variety of tools, resources, and professional consultation services to support their health, goals, and overall well-being
Use this Total Rewards Calculator to see the total value of our competitive benefits package!

Company

State of Wisconsin

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The State of Wisconsin is a U.S. state located in the north-central United States, in the Midwest and Great Lakes regions.

Funding

Current Stage
Late Stage

Leadership Team

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Christian Albouras, MBA
Deputy Administrator (Chief Operations Officer), Division of Early Care and Education
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Drew Hanson
Partnerships Liaison
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