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BCforward · 5 hours ago

Financial Recruiter

Tempe, AZ

Full-time

Onsite

New Grad, Entry Level

$50/hr - $50/hr

BCforward is a professional services and workforce management firm seeking a highly motivated Financial Recruiter. The role involves providing client service and operational support to Private Client Advisors within Wealth Management, including managing relationships and ensuring compliance with operational procedures.

Information TechnologyRecruiting

No H1B

Hiring Manager

Divya Lodagala

Responsibilities

Support Advisors' book of business, including but not limited to facilitating accurately and timely operational requests such as account opening, money movement, and investment trades

Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information, and assisting the Advisors with ongoing wealth planning for clients, referral source management and new lead generation

Assist in managing relationships and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports

Actively engage in Risk Management, including Know Your Customer procedures, Account Reviews, and Inquiries

Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)

Prioritize daily work, track progress for current work, and consistently meet deadlines

Maintain and foster team culture

Qualification

Series 7 licenseSecurities Industry EssentialsSeries 66 licenseLifeHealth Insurance licenseClient relationship managementRisk ManagementOperational support

Required

A valid and active Series 7 license is required or may be obtained within a 120 day condition of employment

If you were registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam

A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment