GemHarvest Executive Recruiting ยท 2 hours ago
Operations Compliance Manager
KC Metro Area
Full-time
Onsite
Mid Level
$90K/yr - $110K/yrGemHarvest Executive Recruiting is an established and growing boutique wealth management firm serving high net worth families. The Operations Compliance Manager will lead operations specialists, improve systems and processes, and support compliance supervision and training initiatives.
Hiring Manager
Shani Servetter, MBA
Responsibilities
Lead and support two operations specialists while ensuring smooth client operations
Improve systems, processes, and technology across billing, reporting, and workflows
Oversee billing, retirement account processing, and insurance/annuity administration
Support compliance supervision, internal reviews, and firmwide training initiatives
Qualification
Required
Bachelor's Degree
Operations and/or compliance background
Strong communication, detail orientation, and process-improvement mindset
Preferred
Licensing preferred (7 & 66 or 63 & 65)
Benefits
Annual bonus opportunity (typically 5 - 15% of base)
Medical, dental, vision
Retirement plan with up to 3% match
PTO
Company
GemHarvest Executive Recruiting
*We Deliver Outstanding Talent* As trusted Executive Search Consultants in the Private Wealth and Investment Management Industry, our mission is to source the best talent, delivering only the gems to: - Multi-Billion Dollar RIAs - Single and Multi-family Offices - Boutique Firms Roles We Specialize In: - Client Service Professionals - Operations Roles - Financial Advisors - Associate Advisors - Relationship Managers - Portfolio Managers *Your Priorities Come First* When GemHarvest Executive Recruiting partners with your firm, we commit to meeting your critical hiring requirements as if we were one of your own dedicated team members.
Founded in 2020
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase