Simmons & Hanbury · 6 days ago
Senior Compliance Officer - Global Hedge Fund
New York, United States
Full-time
Onsite
Senior Level, Lead/Staff
10+ years expSimmons & Hanbury is a leading multi-asset global hedge fund seeking a compliance individual to work closely with the business, managing all legal and compliance risks. The role involves maintaining the firm’s compliance programme and providing advisory support to various teams while analyzing regulatory rules and requirements.
Staffing & Recruiting
Hiring Manager
Peter Jecks
Responsibilities
Maintaining the firm’s compliance programme
Provide compliance advisory support to investment, research, and trading teams
Analyse and advise on regulatory rules and requirements
Consider and advise on SEC investment adviser requirements, CFTC and NFA rules and regulations
Assess compliance issues for new business projects
Qualification
Required
Circa 10-15+ years compliance experience with ideally a background in either asset/investment management, hedge fund, markets or trading firms
Strong knowledge of SEC and/or NFA/CFTC rules
Solid familiarity with equities products and some exposure to fixed income products would be desirable
A skill in combining compliance/regulatory experience with a strong understanding of products and markets, ensuring alignment with the goals of the wider business
Company
Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best talent and future leaders for our clients.
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase