UpTick Financial- Advisor Recruiters and Consultants · 9 hours ago
Private Wealth Advisor
New York, NY
Full-time
Hybrid
Senior LevelUpTick Financial is a fast-growing, client-first Broker-Dealer with over $100 billion in AUM. They are seeking a Private Wealth Advisor to help high-net-worth clients manage their investments and provide tailored financial services in a supportive team environment.
Financial Services
Responsibilities
Transition bonus available based on experience and trailing 12
Investment Management: Our high-end turnkey investment management platform offers several model portfolios across multiple investment styles and risk levels
Knowledgeable Admin Support: On day one, enjoy administrative support with time-consuming tasks like new account opening, logging in contributions and distributions, processing RMDs, and answering other account-related questions. We also include full marketing support to deepen your best client relationships
Qualification
Required
Licensed in Series 7 or 65, 63, 66, and Life and Health Insurance
College degree or equivalent
Minimum of $25 million in AUM or trailing 12 of $250K
Clean compliance record
Must have a positive attitude and want to affiliate with a team that believes we all work and succeed together
Preferred
Candidates with, or working towards, a CFP®
Experience serving high-net-worth and ultra-high-net-worth clients
Experience with eMoney, Tamarac, and Morningstar
The desire to grow your business through hard work, business acquisitions, and/or marketing
Transition to a 1099 or W2 model
Benefits
Transition bonus available based on experience and trailing 12
Strategic Alliances: There are many areas of opportunity to deepen the good work you do for your clients, but there is only so much time in the day. We have formed alliances with strong, high-quality teams to better assist you in areas that need specialized focus, including insurance consulting and complex estate planning.
Investment Management: Our high-end turnkey investment management platform offers several model portfolios across multiple investment styles and risk levels.
Knowledgeable Admin Support: On day one, enjoy administrative support with time-consuming tasks like new account opening, logging in contributions and distributions, processing RMDs, and answering other account-related questions. We also include full marketing support to deepen your best client relationships.
Signing Bonuses Available Based on Experience and trailing 12
Company
UpTick Financial- Advisor Recruiters and Consultants
Employers strive to attract the best candidates to expand their organization throughout the Financial Services Industry.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Marc Elia
Founder
Company data provided by crunchbase