Smart IT Frame LLC · 3 hours ago
Capital Markets Business Analyst - Compliance & Surveillance
Pennington, NJ
Contract
Hybrid
Mid LevelSmart IT Frame LLC connects top talent with leading organizations across the USA. This position is designed for a skilled professional to analyze and map OTC financial products within the trade surveillance framework, focusing on implementing and supporting the underlying technology.
Business DevelopmentConsultingInformation TechnologyRecruiting
Responsibilities
Analyze and map OTC financial products within the trade surveillance framework
Implement and support the underlying technology for trade surveillance
Work with trade surveillance systems and data analysis tools
Qualification
Required
Proven experience as a Business Analyst in the financial services industry, with a focus on trade surveillance, compliance, and capital markets
Deep understanding of OTC financial products, including derivatives, Fixed Income, Swaps, FX, commodities, and equities, with experience in their trading and risk management
Strong knowledge of trade surveillance systems and tools, such as Trading Hub, Actimize, SMARTS, or similar platforms, with hands-on experience in implementation and support
Proficiency in SQL and experience with data analysis tools like Tableau or Power BI, essential for data-driven decision-making
Familiarity with software development life cycles (SDLC) and agile methodologies, enhancing efficiency in system development and deployment
Knowledge of regulatory requirements related to trade surveillance
Understanding of trade surveillance regulations and practices is highly desirable, enhancing the ability to deliver compliant solutions
Excellent problem-solving abilities, attention to detail, and strong communication skills. Ability to work effectively in a team environment, collaborating with cross-functional teams
Mandatory Skills: Front Office Services (Membership, IPO, Order/Trade Management, Pricing, Trading Strategies, Pre-Trade Compliances)
Company
Smart IT Frame LLC
Smart IT Frame is a leading NMSDC-certified staffing partner, founded in 2012 and headquartered in Somerset, New Jersey.
Founded in 2012
501-1000 employees
H1B Sponsorship
Smart IT Frame LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (11)
2024 (9)
2023 (11)
2022 (8)
2021 (9)
2020 (9)
Funding
Current Stage
Late StageLeadership Team
Murali Kulala
Chief Executive Officer
Recent News
2025-07-01
2025-06-30
Tech Startups - Startups and Technology news
2025-06-27
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