Simmons & Hanbury · 4 hours ago
Compliance Officer
New York, United States
Full-time
Onsite
New Grad, Entry LevelSimmons & Hanbury is a specialist executive search firm, and they are seeking a Compliance Officer for a leading Global Hedge Fund. The role offers broad exposure across the business with meaningful responsibilities including regulatory analysis and compliance training.
Staffing & Recruiting
Hiring Manager
Lewis Roman Macias
Responsibilities
Conduct regulatory analysis on new regulations
PA Dealing / Gifts and Entertainment Monitoring
Market abuse surveillance
Major shareholding and short selling disclosures
Assist in the delivery of compliance training
Assist with financial crime matters
Ad hoc project work, as required
Provide regulatory advice on business queries, as required
Qualification
Required
Conduct regulatory analysis on new regulations
PA Dealing / Gifts and Entertainment Monitoring
Market abuse surveillance
Major shareholding and short selling disclosures
Assist in the delivery of compliance training
Assist with financial crime matters
Ad hoc project work, as required
Provide regulatory advice on business queries, as required
Company
Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best talent and future leaders for our clients.
Founded in 2018
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase