Tri Counties Bank · 6 hours ago
Senior Internal Auditor
Roseville, CA
Full-time
Onsite
Mid, Senior Level
$82K/yr - $110K/yr
3+ years expTri Counties Bank is a wholly-owned subsidiary of TriCo Bancshares dedicated to providing exceptional service for individuals and businesses throughout California. The Senior Internal Auditor will provide independent assurance on governance, risk management, and internal controls, execute audit activities, and manage the SOX testing program while training audit staff and maintaining collaborative relationships within the bank.
BankingFinanceFinancial Services
Responsibilities
Train and mentor audit staff that are not in a direct reporting line to execute SOX and audit testing end-to-end to standards
Deliver continuous monitoring over the assigned financial, operational, and compliance audit portfolio. Contribute to the risk assessment at Annual Planning and continuously
Execute the planning, fieldwork, reporting, wrap-up, and issue tracking of audit and regulatory issues; own scoping, risk and control identification, and development of audit objectives and procedures; ensure expert-level understanding of the business function and corresponding reports and data; develop recommendations that are aligned with business objectives and address the risk and root cause; review and sign-off on staff workpapers; draft audit reports with minimal edits from the Audit Manager. Will lead multiple audits at the same time
Track, validate, and close audit and regulatory findings through full completion of remediation plans
Establish and maintain constructive and collaborative relationships with clients and business partners within the assigned audit portfolio and across the Bank while providing effective challenge
Lead or assist in special projects of varying complexities
Continuously improve the audit brand, methodology, procedures, and tools
Qualification
Required
Bachelor's Degree in business administration, accounting, finance, or information systems
3-5 years' experience in Internal Audit as the third Line of Defense in the banking sector or equivalent industry as staff or senior auditor
0-1 year of supervising staff either within or outside the direct reporting line, including external consultants
Strong understanding of audit methodology, risk framework, and risk assessments
Experience with SOX testing, and subject-matter-expert over financial, operational, and/or compliance risk areas within the banking sector
Strong organizational skills and experience leading multiple audits at the same time and working with varying teams
Strong verbal and written communication skills to convey risks, gaps, and resolution in a clear, concise, and convincing manner
Experience using audit management systems, analytical tools, core banking systems
Strong proficiency in MS Office
Excellent interpersonal skills and ability to effectively interact with peers and clients across the Bank
Preferred
CISA, CIA
Benefits
Incentive opportunities
Competitive total compensation package
Company
Tri Counties Bank
Tri Counties Bank provides financial services and mobile banking access.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1993-04-19IPO
Leadership Team
Angela Rudd
SVP Chief Risk Officer
Bret Funderburgh
SVP, Deputy Chief Credit Officer
Recent News
MarketScreener
2025-10-24
2025-10-23
Company data provided by crunchbase