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Station Casinos · 17 hours ago

Corp Compliance Specialist

Las Vegas, NV

Full-time

Onsite

New Grad, Entry Level

Station Casinos is focused on ensuring compliance with regulatory standards, and they are seeking a Corp Compliance Specialist to manage anti-money laundering responsibilities. The role involves performing audits, filing reports, and ensuring compliance with AML program requirements across various departments.

Gambling & Casinos

Responsibilities

Perform responsibilities in accordance with all company standards, policies, and procedures

The Compliance Specialist is responsible for ensuring day-to-day compliance with anti-money laundering ("AML") requirements

The responsibilities include performing electronic audits, filing reports accurately and timely and assisting with other AML functions

Ensure day-to-day compliance with the anti-money laundering ("AML") program

Receive reports, logs, and supporting documentation from each department within established deadlines

Ensure that all of the documents (i.e., reports, logs, forms, and supporting documentation) from the various departments have been received and are accounted for on a daily basis

Perform investigations into missing documentation and document the results of such investigations

Electronically audit AML records for compliance with AML program requirements

The audit includes electronically reconciling audit records (i.e., source records, reports, queries, etc.) against logs and reports to ensure all applicable transactions are aggregated, logged and reported appropriately

The audit also includes ensuring acceptable identification information is appropriately obtained, recorded and maintained

Review all available Guest records to obtain any missing information, including the Guest's TIN, for reportable and suspicious transactions

Sign and file reports with appropriate regulatory agencies in accordance with the requirements of the AML program, including within required time periods

Conduct Guest identification, know your customer procedures, and assist in performing due diligence procedures

Identify and communicate, and assist in investigating suspicious activity

Assist in fulfilling regulatory agency and law enforcement requests

Review, document and communicate instances of noncompliance and as necessary, perform follow-up on these incidents

Complete and maintain records evidencing the performance of audit procedures, filing of reports, filing decisions, exceptions noted and corresponding follow-up and results of investigations

Maintain all AML records (e.g., reports, logs, audit and supporting records) for the required timeframes in a manner that the records are readily available

Perform other related duties as assigned

Qualification

Anti-Money Laundering (AML)Electronic AuditsDue Diligence ProceduresRegulatory ComplianceInvestigative SkillsCommunication Skills

Required

Perform responsibilities in accordance with all company standards, policies, and procedures

Responsible for ensuring day-to-day compliance with anti-money laundering ("AML") requirements

Perform electronic audits, filing reports accurately and timely and assisting with other AML functions

Ensure day-to-day compliance with the anti-money laundering ("AML") program

Receive reports, logs, and supporting documentation from each department within established deadlines

Ensure that all of the documents (i.e., reports, logs, forms, and supporting documentation) from the various departments have been received and are accounted for on a daily basis

Perform investigations into missing documentation and document the results of such investigations

Electronically audit AML records for compliance with AML program requirements

Electronically reconcile audit records (i.e., source records, reports, queries, etc.) against logs and reports to ensure all applicable transactions are aggregated, logged and reported appropriately

Ensure acceptable identification information is appropriately obtained, recorded and maintained