TD · 1 day ago
Manager, Enterprise Risk Assessment
New York, New York
Full-time
Hybrid
Mid, Senior Level
$91K/yr - $146K/yr
5+ years expTD Bank is one of the world's leading global financial institutions, and they are seeking a strategic and analytical Manager to join their Enterprise Regulatory Compliance Management Risk Assessment team. This role focuses on executing and enhancing the compliance risk assessment program while leading and developing junior team members to create a culture of compliance within the organization.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Lead portions of the enterprise compliance risk assessment, including risk identification, evaluation, scoring, documentation, and reporting
Manage and coach junior team members, providing regular feedback, supporting professional development, and building subject matter expertise across the team
Collaborate with business units, risk owners, and control partners to gather, validate, and analyze risk and control data
Support the enhancement of the risk assessment methodology, tools, and governance framework by identifying improvement opportunities and proposing solutions
Develop and maintain clear, compelling PowerPoint presentations and executive-level reporting to communicate results and trends
Leverage Excel and other tools to process and analyze large data sets to inform risk scoring, thematic insights, and dashboards
Provide strategic input into the design and improvement of risk reporting routines and management-level governance processes
Act as a thought partner to the Senior Manager, contributing to the team’s roadmap, quality assurance efforts, and alignment with regulatory expectations
Participate in regulatory reviews, internal audits, and compliance testing as needed
Qualification
Required
Bachelor's degree in Business, Finance, Risk, or a related field
Experience using GRC platforms or risk assessment tools (e.g., Archer, MetricStream, etc.)
Familiarity with financial services or other highly regulated industries
Data visualization skills (e.g., Power BI, Tableau) are a plus
Preferred
5+ years of experience in compliance, risk management, internal audit, or related fields, with demonstrated leadership or team management experience
Strong knowledge of enterprise risk assessment frameworks, including risk taxonomy, inherent/residual risk scoring, control evaluation, and aggregation
Advanced Excel skills (e.g., pivot tables, formulas, data wrangling) and PowerPoint skills (e.g., building executive-ready decks and visual storytelling)
Ability to think strategically and proactively identify opportunities to streamline or enhance risk processes and governance
Experience mentoring or managing team members and driving individual performance and development
Strong communication skills, with the ability to tailor content and messaging to various audiences, including senior management
Highly organized, detail-oriented, and able to manage multiple priorities in a dynamic environment
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
Investment News
2026-01-16
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