Fidelity Bank · 2 days ago
Vice President, Regulatory Management
Smithfield, RI
Full-time
Hybrid
Senior Level, Lead/Staff
$125K/yr - $258K/yr
10+ years expFidelity Bank is a leader in the financial services industry, and they are seeking a Vice President of Regulatory Management to provide strategic guidance on complex regulatory matters. This role involves partnering with senior leaders across Risk, Compliance, and Legal to manage regulatory changes and inquiries affecting Asset Management’s advisers and Fidelity funds.
BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
No H1B
Responsibilities
Provide strategic guidance on complex regulatory matters
Partner closely with fund and adviser Chief Compliance Officers and senior leaders across Risk, Compliance, and Legal
Assess regulatory developments and coordinate end-to-end management of regulatory change
Manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
Contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy
Qualification
Required
JD or other advanced degree preferred
10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years' asset management experience within a law firm
Deeps understanding of federal securities laws; interest in regulatory compliance
Broad familiarity with Fidelity's businesses, investment products, and operational model
Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross‑functional partnership
Benefits
Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Company
Fidelity Bank
Fidelity Bank is a commercial bank providing services financial sercvices.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-12-17Acquired
2014-09-01Private Equity
Company data provided by crunchbase