Associate, Capital Markets jobs in United States
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TCW · 1 week ago

Associate, Capital Markets

TCW is a global asset manager with over 50 years of experience in delivering investment solutions. The role of Associate in Capital Markets involves managing ETF portfolios, executing equity index trades, and contributing to the firm's ETF platform development.

Asset ManagementFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Manage ETF portfolios to help deliver strong performance aligned with fund objectives and within regulatory and compliance standards
Execute equity index rebalances and reconstitutions with a thoughtful approach to trading costs, tax implications, and market impact
Support equity and fixed income ETF order flow and broader capital markets functions
Develop and implement trading, tax‑management, and corporate action strategies
Drive enhancements to investment processes, systems, and operational workflows
Play a key role in shaping TCW’s next‑generation ETF platform and evaluating new markets to support product innovation
Communicate complex investment topics clearly across various internal and external audiences
Build strong cross‑functional relationships to advance new initiatives and deliver a superior client experience
Execute global equity trades across high‑touch, algorithmic, and block trading strategies using OMS/EMS tools
Partner with PMs, brokers, custodians, and operations teams to ensure seamless trade execution and settlement
Lead daily reconciliation and understand 1940 Act fund accounting principles
Conduct trading due diligence including TCA, Best Execution reviews, and soft‑dollar oversight
Experience generating and coordinating equity and fixed income custom baskets for fixed income ETF

Qualification

ETF portfolio managementTrading operationsGlobal markets knowledgeSQLPythonCFA designationAnalytical skillsCommunication skillsTeamworkRelationship-buildingProblem-solvingSelf-motivated

Required

Minimum 3 years of investment‑industry experience with strong understanding of asset management, ETFs, index funds, equities, fixed income, and trading operations
Bachelor's degree
Strong knowledge of global markets, derivatives, and currency hedging strategies
Passion for ETF innovation, market structure, and operational scalability
Exceptional analytical, quantitative, and problem‑solving abilities
Ability to excel in a fast‑paced environment, multitask, and maintain precision
Strong communication, teamwork, and relationship‑building skills
Curious, self‑motivated, and driven to improve processes
Experience generating and coordinating equity and fixed income custom baskets for fixed income ETF
Execute global equity trades across high‑touch, algorithmic, and block trading strategies using OMS/EMS tools
Partner with PMs, brokers, custodians, and operations teams to ensure seamless trade execution and settlement
Lead daily reconciliation and understand 1940 Act fund accounting principles
Conduct trading due diligence including TCA, Best Execution reviews, and soft‑dollar oversight

Preferred

Experience with SQL/Python
CFA designation

Benefits

Eligible for TCW’s comprehensive benefits package.

Company

TCW

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TCW is a global asset manager with more than fifty years of experience across fixed income, equities, and alternatives.

H1B Sponsorship

TCW has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (7)
2024 (5)
2023 (2)
2022 (5)
2021 (4)
2020 (2)

Funding

Current Stage
Late Stage
Total Funding
unknown
Key Investors
Nippon Life Insurance Company of Japan
2017-12-01Series Unknown
2012-08-08Acquired

Leadership Team

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Bob Baxter
Senior Vice President
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David D. Kim
Managing Director, Head of Japan
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Company data provided by crunchbase