First American · 5 days ago
Compliance Officer/Compliance Auditing (Hybrid)
Santa Ana, CA
Full-time
Hybrid
Mid Level
$98K/yr - $130K/yr
3+ years expFirst American is a company that prioritizes its people and has been recognized as one of the Fortune 100 Best Companies to Work For. The Compliance Officer role involves performing audits to ensure compliance with laws and regulations, collaborating with various departments to address compliance issues, and supporting the overall effectiveness of the Compliance Program.
Financial ServicesInsuranceProperty InsuranceReal EstateReal Estate Investment
Responsibilities
Performs and / or supports audits of compliance with laws and regulations, policies and procedures, contracts and other compliance obligations in accordance with the Compliance Program
Collaborates with other departments (e.g., Risk Management, Internal Audit, Shared Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with Compliance team as needed to resolve difficult compliance issues
Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures
Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends
Supports Compliance function activities related to monitoring and reporting on the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness
Performs and/or supports special reviews/projects with guidance from the Compliance team, division operations counsel and management
Qualification
Required
Bachelor's degree or equivalent combination of education and experience
A minimum of 3-5 years of compliance, audit and / or related experience
Strong analytical and creative problem-solving skills
Ability to manage multiple tasks, projects, and competing priorities simultaneously
Must consistently demonstrate reliability and a strong work ethic
Basic knowledge of audit process
Proficient in Microsoft Word, Excel, and PowerPoint
Preferred
Compliance, ethics, fraud, or internal audit related certification strongly preferred
Knowledge and some expertise in financial services industry, preferably in insurance, banking, or real estate mortgage services is a plus
Benefits
Medical
Dental
Vision
401k
PTO/paid sick leave
Employee stock purchase plan
Company
First American
First American provides financial services through its Title Insurance and Services segment and its Specialty Insurance segment.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$450M2024-09-23Post Ipo Debt· $450M
2010-06-01IPO
Leadership Team
Kenneth D. DeGiorgio
Chief Executive Officer
Jody Mulkey
Chief Technology Officer
Recent News
2026-01-22
Company data provided by crunchbase