Vice President, Regulatory Management jobs in United States
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Fidelity Investments · 2 days ago

Vice President, Regulatory Management

Fidelity Investments is seeking a Vice President of Regulatory Management to lead within Asset Management Compliance, offering strategic guidance on complex regulatory matters. This role involves collaborating with compliance officers and senior leaders to manage regulatory changes and inquiries, while shaping the compliance framework and long-term regulatory strategy for Asset Management.

Asset ManagementFinanceFinancial ServicesRetirementWealth Management
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Growth Opportunities
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Responsibilities

Provide strategic guidance on complex regulatory matters
Partner closely with fund and adviser Chief Compliance Officers, as well as senior leaders across Risk, Compliance, and Legal
Assess regulatory developments and coordinate end-to-end management of regulatory change
Manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
Contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy

Qualification

10+ years compliance experienceFederal securities lawsRegulatory complianceJDAdvanced degreeInvestment management knowledgeAnalytical skillsOrganizational skillsCommunication skillsFacilitation skills

Required

JD or other advanced degree preferred
10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years' asset management experience within a law firm
Deeps understanding of federal securities laws; interest in regulatory compliance
Broad familiarity with Fidelity's businesses, investment products, and operational model
Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross‑functional partnership

Benefits

Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Investments

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Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.

Funding

Current Stage
Late Stage
Total Funding
$152.82M
Key Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M

Leadership Team

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Abigail Johnson
Chairman & CEO
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Jeanmarie Ward
Senior Vice President of Architecture
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Company data provided by crunchbase