TD Securities · 1 day ago
Manager, Enterprise Risk Assessment
New York, NY
Full-time
Hybrid
Mid, Senior Level
$91K/yr - $146K/yr
5+ years expTD Securities is a leading global financial institution, and they are seeking a Manager for their Enterprise Risk Assessment team. This role involves leading compliance risk assessments, managing junior team members, and enhancing risk governance practices within the organization.
BankingFinanceFinancial Services
Responsibilities
Lead portions of the enterprise compliance risk assessment, including risk identification, evaluation, scoring, documentation, and reporting
Manage and coach junior team members, providing regular feedback, supporting professional development, and building subject matter expertise across the team
Collaborate with business units, risk owners, and control partners to gather, validate, and analyze risk and control data
Support the enhancement of the risk assessment methodology, tools, and governance framework by identifying improvement opportunities and proposing solutions
Develop and maintain clear, compelling PowerPoint presentations and executive-level reporting to communicate results and trends
Leverage Excel and other tools to process and analyze large data sets to inform risk scoring, thematic insights, and dashboards
Provide strategic input into the design and improvement of risk reporting routines and management-level governance processes
Act as a thought partner to the Senior Manager, contributing to the team’s roadmap, quality assurance efforts, and alignment with regulatory expectations
Participate in regulatory reviews, internal audits, and compliance testing as needed
Qualification
Required
Bachelor's degree in Business, Finance, Risk, or a related field
Experience using GRC platforms or risk assessment tools (e.g., Archer, MetricStream, etc.)
Familiarity with financial services or other highly regulated industries
Data visualization skills (e.g., Power BI, Tableau) are a plus
5+ years of experience in compliance, risk management, internal audit, or related fields, with demonstrated leadership or team management experience
Strong knowledge of enterprise risk assessment frameworks, including risk taxonomy, inherent/residual risk scoring, control evaluation, and aggregation
Advanced Excel skills (e.g., pivot tables, formulas, data wrangling) and PowerPoint skills (e.g., building executive-ready decks and visual storytelling)
Ability to think strategically and proactively identify opportunities to streamline or enhance risk processes and governance
Experience mentoring or managing team members and driving individual performance and development
Strong communication skills, with the ability to tailor content and messaging to various audiences, including senior management
Highly organized, detail-oriented, and able to manage multiple priorities in a dynamic environment
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
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