Compliance Licensing and Exam Manager jobs in United States
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Intuit · 20 hours ago

Compliance Licensing and Exam Manager

Intuit is seeking an experienced Licensing and Examinations Manager to join its Compliance Licensed Offerings team. This role involves supporting the licensing, reporting, and examinations for several of Credit Karma's subsidiaries, while ensuring compliance with regulatory requirements.

AccountingFinancial ServicesFinTechPaaSSoftware
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Licensing – file licensing documents such as applications, renewals, and required reporting
Solve actions items related to licenses, facilitate payment of necessary licensing fees; and organize and maintain licensing documentation
Coordinate with internal teams to provide required documentation for license renewals, reporting, examinations, or third party partner requests
Interact with regulators, including asking and answering regulatory inquiries
Manage entity filings, including those relating to DBAs
Manage Director/Officer changes, including scheduling fingerprinting/notary appointments, and attestations
Monitor the relevant regulatory landscape for changes relating to licenses and licensed activity
Exam Management – manage regulatory examinations
Lead examinations related to licensed activity, including preparation and delivery of responses
Compile requested documentation from internal stakeholders and escalate requests as necessary to meet deadlines
Review documents prior to delivery to regulators to ensure proper formatting and content
Organize and manage examination documentation and schedule all required meetings
Update internal examination system and track issues
Work cross-functionally across compliance and the business to drive change based on examination findings and recommendations
Help drive the mindset that Compliance is a strategic advantage, enabling growth and customer delight

Qualification

Licensing managementRegulatory examinationsCross-functional collaborationOrganizational skillsCritical thinkingCommunication skillsInterpersonal skillsWriting skills

Required

Bachelor's Degree preferred with 5+ years professional experience required
3-5 years of experience in licensing and/or an in-house legal, risk, or compliance department required
Experience with scheduling and leading meetings required
Experience with state and/or federal regulatory examinations and interaction with regulators
Proven success working with cross-functional teams
Strong organizational skills and attention to detail required
Excellent critical thinking, communication, interpersonal and writing skills are a must

Preferred

3-5 years' experience with Company-level licensing preferred
Experience with licenses such as Mortgage Loan Brokering and Insurance Brokering strongly preferred

Benefits

Cash bonus
Equity rewards
Benefits

Company

Intuit provides financial software solutions to empower individuals and businesses.

H1B Sponsorship

Intuit has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (693)
2024 (550)
2023 (586)
2022 (842)
2021 (773)
2020 (514)

Funding

Current Stage
Public Company
Total Funding
$8.52B
Key Investors
JP Morgan Chase
2025-01-31Post Ipo Debt· $4.5B
2023-09-12Post Ipo Debt· $4B
2011-01-19Post Ipo Equity· $6.7M

Leadership Team

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Sasan Goodarzi
Chief Executive Officer
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Alex Balazs
Chief Technology Officer
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Company data provided by crunchbase