Aquarian Holdings · 2 days ago
Senior Associate/VP, Compliance (AML/KYC)
New York, NY
Full-time
Onsite
Mid, Senior Level
$140K/yr - $180K/yr
5+ years expAquarian Holdings is a diversified global holding company focused on insurance and asset management solutions. The Compliance Associate/VP is responsible for administering and developing the firm’s AML and KYC diligence and monitoring program, including conducting risk assessments and due diligence on third parties.
Financial ServicesFunding PlatformInsuranceLife InsuranceReal Estate InvestmentRetirementVenture Capital
Responsibilities
Administer and further develop Aquarian’s AML/KYC policies and procedures
Review and assess AML/KYC documentation throughout the investment lifecycle
Assess database screening results and escalate findings as necessary
Maintain accurate and up-to-date AML/KYC books and records
Respond to third-party AML/KYC and sanctions-related inquiries
Support technology and compliance initiatives to improve AML/KYC processes
Monitor regulatory updates impacting AML/KYC requirements
Deliver internal training on AML/KYC policies and procedures
Conduct enterprise-wide risk assessments
Perform testing and monitoring in accordance with the annual compliance plan
Conduct initial and ongoing due diligence on third parties
Assist with various Code of Ethics-related compliance tasks
Perform other duties assigned by Compliance team leadership
Qualification
Required
Strong project management, organizational, and multitasking abilities
Excellent verbal and written communication skills
High attention to detail and commitment to accuracy
Strong proficiency in Microsoft Office (Outlook, Word, Excel, PowerPoint)
Demonstrated ability to handle confidential information with discretion
Comfortable interacting with all levels of professionals in a team-oriented environment
Proactive, adaptable, and capable of prioritizing in a fast-paced setting
Bachelor's degree required
Preferred
CAMS certification is preferred but not required
5+ years of AML/KYC experience, preferably in the alternative investment sector
Company
Aquarian Holdings
Aquarian Holdings is a holding company with interests in businesses including insurance, asset management, real estate, and technology.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$750M2024-10-25Debt Financing· $750M
2020-08-01Private Equity
Leadership Team
Rudy Sahay
Founder and Managing Partner
Recent News
2025-12-10
Company data provided by crunchbase