Aquarian Holdings · 19 hours ago
Marketing Compliance Associate
New York, NY
Full-time
Onsite
Entry Level
2+ years expAquarian Holdings is a diversified global holding company focused on insurance and asset management solutions. The Marketing Compliance Associate will ensure marketing materials meet regulatory requirements, maintain documentation, and support compliance processes related to marketing activities.
Financial ServicesFunding PlatformInsuranceLife InsuranceReal Estate InvestmentRetirementVenture Capital
Responsibilities
Review and assist in preparing marketing materials, including Overview Decks, Due Diligence Questionnaires, and Requests for Proposals/Information
Assist in preparing materials for regulatory and rating agency submissions
Manage backup source files, documentation maintenance, and version control
Maintain distribution tracking and audit logs
Monitor regulatory requirements related to marketing and investor communications
Work closely with the Vice President of Marketing to integrate compliance processes into workflows without compromising agility
Identify opportunities to streamline compliance processes with respect to marketing material review, documentation, and audit preparation
Conduct enterprise-wide risk assessments
Perform testing and monitoring in accordance with the annual compliance plan
Conduct initial and ongoing due diligence on third parties
Assist with various Code of Ethics-related compliance tasks
Perform other duties assigned by Compliance team leadership
Qualification
Required
Bachelor's degree in Marketing, Business, Finance, or related field
2–3 years of experience in marketing compliance or related financial services roles
Strong organizational and detail-oriented skills
Proficiency in managing documentation and tracking systems
Preferred
Familiarity with marketing rules (e.g., SEC Marketing Rule, FINRA) strongly preferred
Company
Aquarian Holdings
Aquarian Holdings is a holding company with interests in businesses including insurance, asset management, real estate, and technology.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$750M2024-10-25Debt Financing· $750M
2020-08-01Private Equity
Leadership Team
Rudy Sahay
Founder and Managing Partner
Recent News
2025-12-10
Company data provided by crunchbase