Vanguard · 19 hours ago
Controls & Governance Advisor, Sr Specialist
Charlotte, NC
Full-time
Onsite
Senior Level, Lead/Staff
8+ years expVanguard is a company focused on the long-term financial wellbeing of its clients. They are seeking a Senior Controls & Governance Advisor to develop solutions to business challenges and conduct analysis to help management address potential risks effectively.
FinanceFinancial Services
No H1B
Responsibilities
Provide controls and governance guidance, oversight, and assurance services to enterprise and divisional partners based on Vanguard’s enterprise risk and control standards. Ensures the development and implementation of effective business controls
Leads and manages the efficiency and effectiveness of controls and governance within the business. Sets measurable goals and examines ways to raise standards, to increase quality and to improve overall business outcomes. Measures departmental success in identifying and managing potential exposures and identifies and prioritizes control gaps or improvement opportunities and advises on appropriate control design and testing
Leads and assists the business in the development, implementation and management of long-term control and governance strategies in accordance with department goals and objectives, enterprise policies and procedures, and the overall approach to managing uncertainty and potential tradeoffs
Works with the business to establish effective controls and optimize process efficiency. Uses expert industry best practice knowledge to design effective controls and makes recommendations for developing new mitigation strategies for the business. Provides consultation, facilitation and analytical support to the divisional management team as new products, services, processes and procedures are developed to ensure tradeoffs are considered and business processes are properly controlled
Develops and maintains strong relationships with enterprise and divisional clients to understand their ongoing needs. Acts as a thought partner to the business on matters of control and governance
Assesses the design of existing controls and make recommendations, leverages industry best practice for improvement as needed. Understands enterprise frameworks and utilizes the core concepts when discussing potential exposures with the business
Participates in special projects and performs other duties as assigned
Qualification
Required
Minimum of eight years' related work experience
Undergraduate degree or equivalent combination of training and experience
Preferred
Graduate degree preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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