Dupaco Community Credit Union · 1 day ago
Senior Internal Auditor
Dubuque, IA
Full-time
Hybrid
Mid, Senior Level
2+ years expDupaco Community Credit Union is seeking a Senior Internal Auditor to support and execute their internal audit program. This role involves evaluating internal controls, ensuring compliance with policies, and safeguarding assets while providing insights into the credit union's operational performance.
Employee BenefitsFinanceFinancial Services
Responsibilities
Meets with the appropriate stakeholders to discuss findings and recommendations, prepare written recommendations for improvement as needed
Monitors and appraises the adequacy and effectiveness of corrective action taken on audit findings and presents written reports to the appropriate stakeholders
Investigates and reports evidence of theft or fraud directly to the Internal Audit Manager
Formulates procedures and plans for practical internal verifications, controls and audit trails to be incorporated into the Audit Manual of the Credit Union
Assists in the development and implement the annual risk based audit plan
Acts as a liaison to and aids external auditors and state and federal examiners by preparing work papers, gathering requested documents, and providing information on credit union activities as requested under the direction of the Internal Audit Manager
Assists in the monitoring the performance of the Credit Union’s internal control structure
Performs audit procedures including reviewing and analyzing information and documenting processes and procedures
Proactively seeks guidance when faced with uncertainty, identifies issues requiring research, and effectively researches issues utilizing appropriate resources
With the assistance of the Internal Audit Manager, develops plans for audit projects which show the objective of the audit, what is to be done, how the work will be completed, a related time budget, and expected format for communicating the results of the audit
Conducts periodic audits of systems and records to verify adherence to generally accepted accounting principles, adequacy and effectiveness of existing systems, policies and procedures, and the efficiency with which activities are performed
Maintains audit work papers to evidence the audit work performed and the material facts supporting the conclusions reported
Maintains knowledge of relevant issues/regulations related to Internal Audit, Compliance, and the credit union industry
Maintains the confidential nature of all work papers and information obtained during an audit
Provide quality service to members, potential members and coworkers
Demonstrate teamwork and professionalism in all interactions with coworkers
Promote a professional image of the credit union at all times
Perform other duties as assigned
Qualification
Required
Bachelor's degree in Accounting or Finance or equivalent experience
Two to three years of financial institution experience, including experience in an auditing environment
Excellent written and verbal communication skills
Excellent spreadsheet and word processing skills
Preferred
Knowledge in auditing financial institutions or equivalent preferred
Company
Dupaco Community Credit Union
Dupaco Community Credit Union specializes in financial services & offers insurance, investment, business loans & employee benefit programs.
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
Matt Dodds
Chief Operating Officer
Lisa Bowers (she/her)
Chief People Officer
Recent News
2023-12-27
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