Flourish Counsel jobs in United States
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MassMutual · 20 hours ago

Flourish Counsel

MassMutual is a leading financial services company, and they are seeking an Associate Counsel for their Flourish team. The role involves providing legal advice on regulatory compliance, supporting product development, and crafting legal strategies for fintech businesses.

FinanceFinancial ServicesInsuranceLife InsuranceRetirement

Responsibilities

Work within the Legal and Compliance Department to craft the legal strategy for novel and unique fintech businesses, products, and features
Provide and/or manage the legal services needed to support rapid product development
Proactively monitor, research and analyze regulatory and compliance requirements for existing and new products and businesses
Draft compliance policies and procedures where needed, and partner with Compliance on the implementation of applicable requirements
Assist with drafting and negotiation of agreements with services providers and business partners
Draft customer-facing agreements and disclosure documents
Review and approve marketing materials and disclosure documents in accordance with internally established Guidelines and provide guidance to marketing and business teams
Provide legal support in connection with regulatory exams and investigations

Qualification

Juris DoctorU.S. securities lawsInsurance lawsRegulatory complianceProject managementSound judgmentHigh moral characterProfessional integrityInterpersonal skillsCommunication skills

Required

Bachelor's degree
Juris Doctor and a member of the Bar in good standing (any state) and the ability to become licensed for in-house practice in New York if not currently licensed in New York
10+ years of experience in a legal setting or related experience
Excellent interpersonal and communication skills
Ability to identify issues and exercise sound judgment in a fast-paced environment
Ability to teach oneself about new and innovative areas of the financial services industry, with a particular focus on issues relevant to financial technology
Strong project management skills
High degree of ownership and sense of urgency
High moral character and professional integrity
Due to the nature of this position, as part of the background check process, candidates must be able to pass a fingerprint background check to qualify as a fingerprinted person under FINRA

Preferred

Knowledge of U.S. securities laws and other laws and regulations applicable to retail financial services (e.g., broker-dealer and investment adviser)
Knowledge of insurance laws and regulations relating to distribution of annuity products, including annuity best interest and suitability regulations, and insurance agencies; and/or
Knowledge of laws and regulations applicable to residential mortgage and related lending products
Prior experience working with a start-up or in a start-up environment

Company

MassMutual

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MassMutual is a mutual life insurance company that provides investment management and trust services.

Funding

Current Stage
Late Stage

Leadership Team

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Eddie Ahmed
Chairman, President & CEO
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Roger W. Crandall
Chairman, President & CEO
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Company data provided by crunchbase