Greene-Levin-Snyder Legal Search Group · 3 days ago
Global Asset Manager Seeks In-House Legal & Compliance Counsel
Greene-Levin-Snyder Legal Search Group is a global asset manager seeking a legal and compliance funds counsel. The role involves assisting the Head of Legal, Americas & CCO with legal and compliance matters, focusing on implementing the firm's compliance program and reviewing legal agreements.
Responsibilities
Assist the Head of Legal, Americas & CCO on both legal and compliance matters
Implement and oversee the firm's compliance program under applicable regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940 and ERISA
Ensure that reporting is completed on an accurate and timely basis
Assist with the filing of various regulatory filings and reviewing legal and compliance sections of RFPs and due diligence questionnaires
Review or draft various legal agreements, such as NDAs, event contracts and fund documents
Liaise on legal matters involving trading and derivatives teams
Qualification
Required
CANDIDATES MUST HAVE A JD
AT LEAST 2 YEARS OF ASSET MANAGEMENT EXPERIENCE
CANDIDATES MUST BE LOCATED IN NY
Benefits
Discretionary, performance-based annual bonus
Full suite of benefits
Company
Greene-Levin-Snyder Legal Search Group
Established in 1997, Greene-Levin-Snyder conducts retained exclusive as well as co-exclusive searches for General Counsel, in-house counsel, partners, and associates of all levels in every practice area.