Global Asset Manager Seeks In-House Legal & Compliance Counsel jobs in United States
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Greene-Levin-Snyder Legal Search Group · 3 days ago

Global Asset Manager Seeks In-House Legal & Compliance Counsel

Greene-Levin-Snyder Legal Search Group is a global asset manager seeking a legal and compliance funds counsel. The role involves assisting the Head of Legal, Americas & CCO with legal and compliance matters, focusing on implementing the firm's compliance program and reviewing legal agreements.

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Hiring Manager
Jolie Steppe
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Responsibilities

Assist the Head of Legal, Americas & CCO on both legal and compliance matters
Implement and oversee the firm's compliance program under applicable regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940 and ERISA
Ensure that reporting is completed on an accurate and timely basis
Assist with the filing of various regulatory filings and reviewing legal and compliance sections of RFPs and due diligence questionnaires
Review or draft various legal agreements, such as NDAs, event contracts and fund documents
Liaise on legal matters involving trading and derivatives teams

Qualification

JDAsset Management ExperienceCompliance Program ImplementationInvestment Advisers ActInvestment Company ActERISALegal Agreement DraftingRegulatory FilingsRFP ReviewDue Diligence QuestionnairesCollaboration with Trading Teams

Required

CANDIDATES MUST HAVE A JD
AT LEAST 2 YEARS OF ASSET MANAGEMENT EXPERIENCE
CANDIDATES MUST BE LOCATED IN NY

Benefits

Discretionary, performance-based annual bonus
Full suite of benefits

Company

Greene-Levin-Snyder Legal Search Group

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Established in 1997, Greene-Levin-Snyder conducts retained exclusive as well as co-exclusive searches for General Counsel, in-house counsel, partners, and associates of all levels in every practice area.

Funding

Current Stage
Early Stage

Leadership Team

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Megan G.
Executive Assistant to Co-Founder
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