Siepe · 13 hours ago
Director, CLO Compliance Analysis
Houston, TX
Full-time
Hybrid
Lead/StaffSiepe is a fast-growing technology company headquartered in Dallas, TX – focused on helping investment managers turn complexity into clarity. The Director, CLO Compliance Analysis is responsible for leading global teams that deliver high-quality compliance, analytics, and client service solutions within the structured finance space.
Asset ManagementCloud ManagementCreditData ManagementFinancial ServicesIT Management
Responsibilities
Lead global teams in the development, enhancement, and ongoing maintenance of structured finance and CLO compliance models
Serve as a senior escalation point for clients, resolving highly complex issues and responding to inquiries from senior-level and key client stakeholders
Ensure analytical outputs meet the highest standards of accuracy, consistency, and regulatory compliance
Develop and execute resource location and staffing strategies that optimize quality, timeliness, and cost-effectiveness across global teams
Establish, implement, and manage service level agreements (SLAs), ensuring that procedures, workflows, and internal controls align with defined service standards
Drive process efficiency, risk mitigation, and continuous improvement initiatives across the group
Recruit, mentor, and develop high-performing professionals, with a strong focus on long-term individual contribution and career growth
Foster a collaborative culture that values accountability, innovation, and continuous improvement
Provide ongoing coaching, performance feedback, and development planning to build a resilient and scalable team
Demonstrate a strong commitment to working collaboratively with all team members while also operating independently as required
Consistently prioritize client satisfaction and strong internal partnerships across functions
Uphold the highest standards of professionalism, integrity, and service excellence
Perform other duties and responsibilities as discussed and agreed upon during the term of employment, consistent with the scope and level of the role
Qualification
Required
Bachelor's degree in Finance, Accounting, Economics, Mathematics, or a related field
Extensive experience in structured finance and CLO compliance, with deep expertise in CLO documentation, compliance testing, and complex analytical frameworks
Proven leadership experience managing and scaling high-performing, globally distributed teams, with a strong track record of talent development and succession planning
Advanced analytical and technical skills, including hands-on experience with CLO compliance models, cash flow modeling, and related financial systems and tools
Strong understanding of regulatory requirements and market practices impacting CLOs and structured finance vehicles
Demonstrated ability to serve as a senior escalation point, confidently engaging with and advising senior client stakeholders on complex and sensitive matters
Exceptional operational and organizational skills, with experience designing and managing SLAs, workflows, and internal controls in a client-facing environment
A continuous improvement mindset, with a history of driving process efficiencies, risk mitigation, and scalable solutions across teams and functions
Excellent communication and interpersonal skills, with the ability to translate complex technical concepts into clear, actionable insights for diverse audiences
A collaborative leadership style balanced with the ability to operate independently, exercise sound judgment, and make decisions in a fast-paced environment
Strong client service orientation, with a demonstrated commitment to accuracy, accountability, and delivering exceptional client outcomes
High level of professionalism, integrity, and discretion when handling sensitive information and client relationships
Preferred
advanced degree or professional certifications (e.g., CFA) strongly preferred
Benefits
Competitive Compensation Packages, including Annual Performance-Based Bonuses
401(k) Retirement Plan with company match to support your long-term financial goals
Employee Referral Program – earn rewards for helping us grow our talented team
Comprehensive Health, Dental, Vision, and Life Insurance
Flexible plans tailored to support individuals and families
Annual investment in your Learning & Development goals
On-the-job exposure to innovative technologies and financial strategies
Growth opportunities in a collaborative, fast-paced environment that values continuous improvement
Flexible Time Off (FTO)
Flexibility to recharge and maintain work-life balance
Daily meal delivery allowance when working from the office
Monthly Celebrations and Quarterly Offsite Events
Annual Holiday Party to celebrate milestones and build team connection
A vibrant, inclusive office culture that blends fun with purpose
Company
Siepe
Siepe is a cloud-managed services and data analytics platform that specializes in portfolio and data management for asset managers.
Founded in 2012
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$30MKey Investors
WestCap
2024-08-22Series B· $30M
2020-07-28Series A
Leadership Team
Michael Pusateri
CEO/Founder
Christopher Doty
CFO
Recent News
Alternative Credit Investor
2025-10-16
Alternative Credit Investor
2025-10-16
Seattle TechFlash
2025-07-02
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