GM Financial · 1 day ago
Regulatory Compliance Examination Manager
Fort Worth, TX
Full-time
Hybrid
Senior Level
5+ years expGM Financial is seeking a Regulatory Compliance Examination Manager to oversee federal and state examination activities and ensure compliance with regulatory standards. This role involves leading a team, driving process improvements, and collaborating with various stakeholders to enhance the organization's compliance posture and mitigate risks.
Finance
No H1B
Responsibilities
Supervise, coach, and develop a team of regulatory compliance specialists and senior specialists, including performance management and professional development
Assess training needs and implement compliance education programs for team members and stakeholders
Oversee end-to-end processes for state and federal regulatory examinations, ensuring timely and accurate responses to inquiries and audit requests
Act as primary point of contact for regulators
Review and approve substantive written responses to regulatory and audit requests for clarity, accuracy, and alignment with company standards
Drive strategic initiatives to strengthen compliance posture and proactively mitigate regulatory risks
Lead regulatory change impact assessments and implement necessary process updates
Support AVP in strategic planning, risk assessment, and compliance initiatives
Assign and prioritize team workload, monitor progress, and ensure deadlines are met
Identify and implement process improvements to enhance efficiency and effectiveness of examination functions
Champion system enhancements and automation initiatives to streamline workflows
Track and report metrics related to examination outcomes, timeliness, and quality
Develop dashboards for trend analysis and remediation progress reporting to senior leadership
Foster open communication and collaboration within the team and across functions, including Legal, Internal Audit, Risk Management, and business units
Participate in or lead special projects, system enhancements, or procedural changes related to regulatory compliance
Qualification
Required
Advanced knowledge of federal and state consumer financial laws and regulations (e.g., SCRA, FCRA, UDAAP, ECOA, Regulation Z, Regulation M)
Strong understanding of regulatory examination processes and best practices
Knowledge of OFAC processes and sanctions compliance requirements
Excellent written and verbal communication skills, including the ability to prepare and review formal reports and presentations
Strong analytical, critical thinking, and problem-solving abilities
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, SharePoint)
Experience with compliance management systems and automation tools
Ability to manage multiple projects and priorities in a fast-paced, deadline-driven environment
High level of integrity, professionalism, and discretion
Ability to foster a collaborative, inclusive, and high-performing team culture
Bachelor's degree in Business, Finance, Law, or related field required, or 8 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
5–7 years of experience in regulatory compliance, legal, or audit roles within the financial services industry, with a focus on regulatory examination management
3+ years of supervisory or team leadership experience required
Demonstrated experience interacting with state and federal regulators, auditors, and senior management
Preferred
Professional certification (e.g., CRCM, CCEP, CAMS) preferred
Benefits
401K matching
Bonding leave for new parents (12 weeks, 100% paid)
Tuition assistance
Training
GM employee auto discount
Community service pay
Nine company holidays
Company
GM Financial
GM Financial is the captive finance company and a wholly-owned subsidiary of General Motors Company.
5001-10000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2010-09-29Acquired
Leadership Team
Katie DeGraaf
Senior Vice President, OnStar Insurance, Product & Telematics
Ross Reichardt
Chief of Staff; General Motors Insurance
Recent News
2025-11-12
2025-11-04
2025-10-10
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