Vanguard · 1 day ago
Divisional Risk Advisor, Personal Investor
Charlotte, NC
Full-time
Onsite
Senior Level
5+ years expVanguard is a company dedicated to the long-term financial wellbeing of its clients. They are seeking a Divisional Risk Advisor to provide risk oversight, guidance, and assurance services to stakeholders in the Personal Investor business, focusing on identifying, assessing, and mitigating risks across various operations and platforms.
FinanceFinancial Services
No H1B
Responsibilities
Provide expert risk guidance, oversight, and assurance services to enterprise and divisional partners, ensuring alignment with the organization’s operational and strategic risk framework
Manage and improve the effectiveness of risk management processes by setting clear goals and strengthening risk assessment and mitigation practices
Lead the development and execution of short‑ and long‑term risk strategies, ensuring alignment with business objectives and key regulatory requirements
Collaborate with business teams to identify operational and digital risks, streamline processes, and design effective controls that reflect industry best practices
Act as a trusted advisor by offering consultation, analytical support, and risk mitigation strategies for new products, services, and business processes
Build strong relationships with internal stakeholders, establishing credibility as a risk management and compliance thought partner
Assess the design and operating effectiveness of controls and recommend enhancements based on emerging risks and industry standards
Use analytical tools to evaluate operational risk data and support data‑driven decision‑making
Recommend actions to reduce risk exposure across operations, digital channels, and client‑facing processes
Participate in special projects and enterprise risk initiatives as assigned
Qualification
Required
Minimum of five years related work experience, with two years experience in risk management
Undergraduate degree or equivalent combination of training and experience
Experience with fraud risk management, lines of defense frameworks, and cross-functional collaboration
Solid understanding of risk assessment methods, control frameworks, and relevant regulatory requirements
Experience analyzing operational, financial, or client‑interaction data to identify and assess risks
Familiarity with risks related to client servicing, transaction processing, digital platforms, or fraud prevention in a retail investor environment
Ability to develop practical risk mitigation strategies that align with business objectives
Strong problem‑solving, communication, and collaboration skills, with the ability to influence stakeholders across teams
Preferred
Graduate degree preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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