AVP of Middle Office Operations jobs in United States
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Tidal Financial Group · 14 hours ago

AVP of Middle Office Operations

Tidal Financial Group is a leading ETF investment technology platform dedicated to creating, operating, and growing ETFs. The AVP of Middle Office Operations role involves managing daily operational tasks such as trade processing, reconciliation, and data validation while enhancing workflows and supporting compliance reviews.

Asset ManagementBusiness DevelopmentConsultingFinancial ServicesFinTechMarketing
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H1B Sponsor Likelynote

Responsibilities

Ensure that daily trading operations run smoothly, including support for derivative and cross-asset trading, managing collateral, and cash management activities
Ensure efficient and timely securities clearing, settlement, and reconciliation processes
Monitor trading workflows and enhance operational efficiency to minimize risk and errors
Ensure all trades are accurately recorded in relevant systems and that all discrepancies are promptly addressed
Collaborate with traders, portfolio managers, and back-office teams to ensure alignment in trading strategies and processes
Conduct regular reviews of trading systems, processes, and procedures to ensure compliance with internal policies and regulatory requirements
Manage cash flows and liquidity requirements to support trading activities
Develop and implement best practices for accounting, reporting, and reconciliation of trading activities
Analyze trade data and prepare reports to inform decision-making and optimize trade performance
Maintain up-to-date knowledge of market regulations, trading technologies, and financial products
Participate in the development and maintenance of trading team procedures documentation
Work closely with internal and external partners to ensure accuracy and transparency in reporting and reconciliation

Qualification

Derivatives knowledgeFixed income productsSecurities clearingCFA certificationCPA certificationExcel proficiencyCash managementAttention to detailProblem-solvingCommunication skillsLeadership

Required

Minimum of 2 years of experience in the brokerage and/or financial advisory industries, with a solid working knowledge in derivatives, fixed income products, and securities clearing
Bachelor's degree in Finance, Accounting, Economics, or a related field is preferred
Solid understanding of derivative trading, fixed income products, cash management, and clearing processes
Proficient in Excel and other Microsoft Office applications
Strong grasp of accounting principles, particularly in relation to trading and financial transactions
High degree of accuracy and thoroughness in managing trading operations and handling large volumes of financial data
Ability to quickly identify issues, analyze data, and implement effective solutions
Excellent verbal and written communication skills for collaborating with multiple custodial and fund accounting partners and presenting reports
Proven ability to work in a collaborative team environment while driving process improvements

Preferred

Experience with trading platforms, order management systems (OMS), and post-trade processing
Familiarity with regulatory requirements related to trading activities
Experience working in a high-paced, deadline-driven environment

Company

Tidal Financial Group

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Tidal Financial Group (Tidal) is a leading ETF investment and technology platform facilitating the creation, operation and growth of ETFs.

H1B Sponsorship

Tidal Financial Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (2)

Funding

Current Stage
Growth Stage
Total Funding
$32M
Key Investors
Insignia Capital GroupFTV Capital
2025-09-03Private Equity
2022-10-06Private Equity· $32M
2019-01-01Series Unknown

Leadership Team

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Eric Falkeis
Co-Founder and Chief Executive Officer
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Guillermo Trias
CEO & Co-Founder at Tidal Financial Group | ETFs (Exchange Traded Funds)
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Company data provided by crunchbase