Wells Fargo · 21 hours ago
Senior Supervisory Control Specialist
Minneapolis, MN
Full-time
Onsite
Mid, Senior Level
$87K/yr - $154K/yr
4+ years expWells Fargo is seeking a Senior Supervisory Control Specialist to join their Social Media /Website Review and Supervision team. The role involves conducting reviews of digital content for compliance, acting as a subject matter expert on social media policies, and leading risk management efforts within the organization.
BankingFinancial ServicesFinTechInsurancePayments
No H1B
Responsibilities
Conduct centralized reviews of advisor websites, social media profiles, and interactive content to ensure adherence to firm policies and regulatory requirements
Serve as the primary Social Media expert for platforms such as LinkedIn, Facebook, and Broadridge
Act as a Subject Matter Expert (SME) on social media policies, providing guidance on communication, quality assurance, and reporting
Lead risk management efforts within the Client Relationship Group (CRG) and Financial Network (FiNet), focusing on supervisory and human capital risks
Identify regional risks, recommend effective solutions, and implement controls to mitigate potential issues
Analyze risk trends across markets, complexes, and branches, ensuring consistent resolution and fostering a strong control environment
Drive complex initiatives aimed at strengthening controls and mitigating risks, while assessing the effectiveness of implemented measures
Serve as the lead reviewer and resolver for escalated supervisory, risk, and human capital matters
Collaborate with cross-functional teams-including supervision, legal, compliance, HR, credit, and risk leadership-to identify and address regional risks
Provide recommendations and implement controls leveraging deep knowledge of firm policies and procedures
Consult with business, governance, and compliance leaders to evaluate and mitigate risk exposure
Partner with leadership across markets, complexes, branches, and hubs to promote risk awareness and control effectiveness
Mentor and support less experienced Supervisory Control Specialists, fostering professional development and knowledge sharing
Qualification
Required
4+ years of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Preferred
Proficient with compliance and supervision tools such as Adtrack, Broadridge, Engage, MyMarketing, Proofpoint, and Scout for monitoring and reporting activities
Strong time management skills with the ability to prioritize multiple tasks and meet deadlines in a fast-paced environment
Experience in training and coaching team members or peers, including mentoring less experienced Supervisory Control Specialists
Expertise in social media compliance including reviewing profiles and interactive content for adherence to firm policies and regulatory standards
Demonstrated ability to lead risk management initiatives, identify supervisory and human capital risks, and implement effective controls across regions
Collaborative mindset with experience partnering across supervision, legal, compliance, human resources, credit, risk, and leadership teams to resolve escalations and mitigate risks
Strong verbal, written, and interpersonal communication skills
FINRA registration including Series 24 (or FINRA recognized equivalents)
Benefits
Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement
Company
Wells Fargo
Wells Fargo & Company is a financial services firm that provides banking, insurance, investments, and mortgage services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1978-10-06IPO
Leadership Team
Charlie Scharf
CEO
Fernando Rivas
CEO of Corporate & Investment Banking
Recent News
Business – Latest Financial & Stock Market News | New York Post
2026-01-22
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2026-01-22
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