Associate Brokerage Support Consultant jobs in United States
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Wells Fargo · 1 month ago

Associate Brokerage Support Consultant

positionCHARLOTTE, NC
timeFull-time
remoteOnsite
seniorityNew Grad, Entry Level
date0+ years exp

Wells Fargo is seeking an Associate Brokerage Support Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. In this role, you will support staff in transactional tasks and processes, ensuring timely completion, quality, and compliance adherence while collaborating with peers and mid-level managers.

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Responsibilities

Support staff in transactional tasks and processes to ensure timely completion, quality, and compliance adherence
Participate in and provide support for moderately complex transactional tasks
Support the execution of processes for the Central Brokerage Support team, including the review and approval of operational transaction requests of moderate complexity that require subject matter expertise to ensure timely completion, quality, and compliance
Participate and collaborate with peers, colleagues, and mid-level managers in adherence, development and interpretation of policies, procedures, and compliance requirements
Identify and provide consultation on opportunities for process improvement and risk control development

Qualification

Financial Services experienceFINRA Series 7Brokerage client supportAdministrative supportAttention to detailOrganizational skillsCommunication skills

Required

6+ months of Financial Services Industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Preferred

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Brokerage client support experience
Administrative support experience in financial services
Strong attention to detail and accuracy
Effective organizational, multi-tasking, and prioritizing skills
Strong verbal, written, and interpersonal communication skills

Company

Wells Fargo

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Wells Fargo & Company is a financial services firm that provides banking, insurance, investments, and mortgage services.
dateFounded in 1852
location
San Francisco, California, USA
people-size10001+ employees
web-link
http://www.wellsfargo.com

Funding

Current Stage
Public Company
Total Funding
unknown
1978-10-06IPO

Leadership Team

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Charlie Scharf
CEO
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Fernando Rivas
CEO of Corporate & Investment Banking
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Recent News

Morningstar.com
Wells Fargo Currently Down Seven Consecutive Days, on Pace for Longest Losing Streak Since January 2024 — Data Talk
2026-01-22
Business – Latest Financial & Stock Market News | New York Post
Wells Fargo moves wealth-management unit to Palm Beach, joining Florida rush
2026-01-22
FOXBusiness.com
Wells Fargo becomes first major bank to relocate wealth operations headquarters to Florida
2026-01-22
Company data provided by crunchbase