Business Analyst jobs in United States
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LHH · 20 hours ago

Business Analyst

LHH Recruitment Solutions is seeking a Business Analyst for our client, a top-tier Bank. The ideal candidate will support various teams and be responsible for processing Buy In notices and executions for trade resolution while ensuring compliance with regulatory requirements.

Human Resources

Responsibilities

Processing of Buy In notices & executions for trade resolution related to 161, 671, Financing and Clearing, BofAS Prime Brokerage and Stock Loan
Daily interaction via email and phone calls with contra brokers, trade support teams, trading desks, branch offices, Financing and Clearing, BofAS Prime Brokerage clients, and other internal Operation areas
Mitigation of firm risk/exposure by ensuring proper Buy In notices are sent out to contra brokers via DTC SmartTracks application
Sending and receiving manual notifications via email as well as sending manual Buy In notifications to internal clients/traders who are short on stock record
Learning and adhering to FINRA, SEC and other Regulatory Buy In rules
Multi-tasking in a high volume, fast paced environment while meeting regulatory deadlines

Qualification

Buy In processingFINRA regulationsSEC regulationsMultitaskingProblem solvingCommunication skills

Required

Ability to escalate appropriately and obtain problem solving skills
Solid oral & written communication skills
Ability to multitask in a high volume/fast paced environment
Ability to learn and understand different Buy In functions relating to 161, 671, Financing and Clearing, Prime Brokerage and Stock Loan
Ability to learn and understand FINRA, SEC and other Regulatory Buy In Rules

Benefits

Medical
Dental
Vision
Life insurance
Short-term disability
Additional voluntary benefits
EAP program
Commuter benefits
401K plan

Company

At LHH, we believe work should be meaningful, fulfilling, and connected.

Funding

Current Stage
Late Stage

Leadership Team

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Dave Hilbig
President & CEO, OCM-LHH Utah, Wyoming
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Ted Diven, MBA
CEO - OCM / Lee Hecht Harrison (ID, MT, NV)
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