Ameriprise Financial Services, LLC · 1 hour ago
Manager Technology Risk Office
Minneapolis, MN
Full-time
Hybrid
Mid, Senior Level
$110K/yr - $137K/yrAmeriprise Financial Services, LLC is a diversified financial services leader managing over $1.5 trillion in assets. The Manager Technology Risk Office will support the Senior Manager in engaging Technology and its partners to implement a coordinated operating model that enhances Technology performance while ensuring compliance with regulatory requirements.
CommercialConstructionProperty ManagementReal EstateResidential
Responsibilities
Provide strategic support to the Senior Manager by maintaining and strengthening relationships with Risk & Control Services (RCS)/Internal Audit and Technology Risk stakeholders across the enterprise technology organization, and by collaborating with RCS and other audit and compliance functions to ensure alignment of activities and deliverables with the Technology Risk Office operating model
Support end-to-end process of managing SOC 2 audits, ensuring compliance with industry standards and regulatory frameworks
Assist in managing Technology regulatory activities, including OCC and Federal Reserve exams, and compliance to NYDFS Cybersecurity regulations
Help drive risk management practices by supporting ORM’s five core minimum standards: Risk and Control Self-Assessment (RCSA), Risk Events (REV), Testing the Design and Effectiveness of key controls, Risk of Change (ROC) and Reporting to Governance Committees
Facilitate deployment and maintenance of Technology risk and controls model with assigned Technology teams using industry standard models (e.g., COBIT5, ITIL, NIST) and regulatory mentorship (FFIEC, FCA) as references
Be a 'go to' person for RCS, GCO and other technology risk partners when the Sr Manager is unavailable
Leverage the organization’s Technology Control Framework and comprehensive risk catalog to collectively help drive Technology performance while meeting other stakeholder needs
Support Technology teams to deploy, supervise and improve their critical functions in alignment with the model requirements
Communicate requirements to Technology teams and, supporting leaders in complying and soliciting areas for improvement
Implement and support approach to drive Technology Risk Office functions, including detailed processes, risks and controls, and provide reporting of status
Build out current reporting to provide the CIO leadership team a view into current status of effort
Work with Risk & Control Services (RCS) and other audit and compliance functions to align work and deliverables with the Technology Risk Office operating model
Provide assurance that work remains focused on risks and controls deemed vital for the optimally delivering services and solutions
Design materials and conduct any Technology Risk-related training
Facilitate the inclusion of Technology Risk Office principles into awareness and training programs on topics such as performance management, quality management, risk management, compliance, etc
Provide technology operational risk domain expertise and engage Technology leaders and their business, risk, compliance and audit partners to further operationalize our technology risk framework
Qualification
Required
Experience in public accounting, consulting or internal audit
In depth knowledge of SOC 2
Solid grasp of controls in a technology environment
People and/or team leadership experience
Preferred
Strong presentation skills
Financial services experience - particularly Asset Management, Brokerage, Insurance and Annuities
Good level of knowledge and experience in Technology Infrastructure
CISA, CGEIT, CRISC
Benefits
Vacation time
Sick time
401(k)
Health, dental and life insurance
Company
Ameriprise Financial Services, LLC
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.
Founded in 1990
5001-10000 employees
H1B Sponsorship
Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (105)
2024 (74)
2023 (62)
2022 (105)
2021 (82)
2020 (73)
Funding
Current Stage
Late StageLeadership Team
Angela Grabovsky, CFP®, CRPC®, MBA, APMA®
Private Wealth Advisor, Chief Executive Officer
Anthony C. Barone
Chief Executive Officer,Financial Advisor- The Barone Financial Consulting Group
Recent News
2025-10-03
2025-10-02
Company data provided by crunchbase