Senior Manager, Regulatory Advisory - Risk Management jobs in United States
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Capital One · 16 hours ago

Senior Manager, Regulatory Advisory - Risk Management

Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial products and services. They are seeking a Senior Manager for Regulatory Advisory in Risk Management to ensure proactive responses to regulatory changes and to manage interactions with federal regulators.

Financial Services
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Comp. & Benefits
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Responsibilities

Foster productive relationships between Capital One and Federal Regulatory Supervisory staff by engaging with internal and external business partners, including senior leaders, to coordinate interactions with and responses to regulatory examiners
Connect dots across regulatory interactions, sharing learnings and best practices, and driving internal awareness of focus areas and potential sensitivities to minimize regulatory risk and ensure the company is exceeding expectations set forth by law, regulation, and agency guidance
Lead examination preparation activities (e.g., logistics management, fulfillment of responses to the examination request letter)
Oversee execution of the examination on-site activities (e.g., meetings, document requests, matrix management, daily calls, issue resolution)
Identify potential risk areas through review of policies, procedures, and related documents and influence potential corrective actions
Monitor corrective actions and ensure that they are on-track for appropriate and timely mitigation
Participate in and/or support policy-making advocacy activities with respect to banking and regulatory-related matters

Qualification

Risk managementRegulatory policy knowledgeBanking experienceAudit experienceConsulting experienceStrategic leadershipCritical thinkingCommunication skillsRelationship building

Required

At least 5 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination

Preferred

At least 6 years of experience in risk management, audit, consulting or a combination
At least 6 years of experience in compliance, legal, or a combination
At least 6 years of experience supporting integrated projects or programs where senior leaders and external stakeholders are your customers
At least 4 years of experience in vertically integrated industries
At least 4 years of experience working with banking regulators and regulatory policy

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Company

Capital One

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Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.

Funding

Current Stage
Public Company
Total Funding
$5.45B
Key Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M

Leadership Team

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Daniel Arellano
Senior Vice President, Business Cards and Payments
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Justin Burch
Senior Vice President
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Recent News

Business – Latest Financial & Stock Market News | New York Post
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