State Street · 3 days ago
Legal, VP
State Street is a leading financial services company that seeks a Vice President and Senior Counsel with extensive experience in the financial services industry. This role involves managing client relationships, providing legal support, and mentoring junior colleagues while ensuring compliance with legal regulations and developments.
BankingFinanceFinancial Services
Responsibilities
Responsible for keeping current with legal developments, coordinating communication of such developments to clients and proactively applying such developments to clients’ situations
Serves as a mentor or developer of less experienced colleagues
Leads resolution of complex client or internal legal issues; issues with potential liability to State Street and difficult client service issues; brings such issues to the attention of senior management; and resolves such issues with input from more senior management
May provide support to sales professionals, financial administration personnel, make presentations to potential clients, research and prepare memoranda on general industry issues not related to specific clients and/or participate in seminars and conferences on industry-related topics
Provides effective legal support to the Financial Administration Department and or Transfer agency group on contractual, operational, compliance and other issues
Qualification
Required
At least 10 years of experience in the financial services industry
Expert in 1940 Act issues
Highly developed understanding of legal, business, distribution, marketing, and structural issues facing mutual fund clients
JD required
Demonstrates high level of integrity and professionalism
Excellent communication skills, both written and verbal
Works collegially with other department members and treats other department members with respect
Possesses strong time management skills
Independently handles complex projects and multiple priorities for multiple clients
Establishes close working relationships with clients and provides excellent service to clients with minimal supervision
Has a mastery of relevant statutes and rules
Demonstrates keenly developed issue spotting and diagnostic problem solving skills
Exercises considerable sound business and legal judgment
Demonstrates strong organizational skills and independent follow through on issues and tasks
Demonstrates ability to adapt and manage new, changing and often conflicting situations
Ability to delegate assignments effectively and efficiently
Utilizes resources efficiently
Preferred
10 years of experience
Benefits
Retirement savings plan (401K) with company match
Insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages
Paid-time off including vacation, sick leave, short term disability, and family care responsibilities
Access to our Employee Assistance Program
Incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans)
Eligibility for certain tax advantaged savings plans
Flexible work-life support
Paid volunteer days
Vibrant employee networks
Company
State Street
State Street offers a range of financial services, including investment management, research and trading, as well as asset management.
Funding
Current Stage
Public CompanyTotal Funding
$12.05B2025-10-23Post Ipo Debt· $1B
2025-04-24Post Ipo Debt· $2B
2025-02-06Post Ipo Equity· $750M
Leadership Team
Recent News
legacy.thefly.com
2026-01-22
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