Scotiabank · 3 hours ago
Manager, US GWO & Business Risk Management Audit
Dallas, TX
Full-time
Onsite
Mid, Senior Level
5+ years expScotiabank is a leading bank in the Americas, and they are seeking a Manager for their US GWO & Business Risk Management Audit team. The role involves managing audits to assess the effectiveness of internal controls related to Wholesale Bank and Trading Operations, while ensuring compliance with regulations and providing advisory services to management.
BankingFinanceFinancial Services
Responsibilities
Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
Manage and/or supports the Officer in Charge (OIC) with the execution of assigned audits
Execute on time and quality audit plan for Operations and Business Risk Management
Review the control effectiveness for managing operations risks in Bank activities
Assess the effectiveness of transaction recording and deal controls
Work with auditors within the audit department to perform end-to-end business line reviews
Maintain knowledge of the business, regulatory risks and processes for assigned areas
Provide support to stakeholders on Wholesale Bank Operations and Business Risk Management issues and/or changes
Active engagement and coordination with Stakeholders for audit issue resolution
Support the unit’s continuous monitoring program so as to understand and identify changing conditions within business, risk and corporate functions, keep abreast of changing risk profiles, guide assessment of emerging risks, identify systemic issues and determine current and future audit requirements
Qualification
Required
Technical/Professional qualifications such as CIA and/or CFA
5+ years of progressive experience in audit and capital markets environments
Knowledge of Capital Markets environments including Wholesale Bank Operations, Business Risk Management, Operational Resilience, Global Transaction Banking, and/or prior auditing experience within this area
Exposure in working with traders and/or risk management personnel would be an asset
Understanding of the US regulatory environment around these areas
Strong analytical skills necessary to assess risk exposures and understand risk quantification
Ability to quickly understand the risks associated with new products, processes, routines and formulate audit procedures to ensure that the controls are adequate
Resourceful, a self-starter, possessing a high degree of flexibility, creative thinking and confidence to carry out effective solutions
Well-developed judgment, management, decision-making and problem-solving skills
Expert time management skills in order to manage multi-functional accountabilities through prioritization, conflict resolution and the promotion of ideas
Excellent written communication skills are essential, with strong issue and audit report writing skills
Skilled at verbal engagement and presentation, of a caliber suitable for direct exposure to Senior management
Working knowledge in risk-based audit methodologies
Benefits
Flexible benefit programs
Company
Scotiabank
Scotiabank is a banking firm that provides banking and financial services.
10001+ employees
H1B Sponsorship
Scotiabank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (52)
2024 (55)
2023 (29)
2022 (38)
2021 (38)
2020 (15)
Funding
Current Stage
Public CompanyTotal Funding
$1.07B2024-04-17Post Ipo Debt· $1.07B
1972-03-01IPO
Leadership Team
Jabar Singh
President & CEO Scotiabank Colpatria (Colombia) & Head Central America & Caribbean
L.Scott Thomson
President and CEO
Recent News
2026-01-20
Canada NewsWire
2026-01-16
Company data provided by crunchbase