Anti-Money Laundering QC Analyst jobs in United States
cer-icon
Apply on Employer Site
company-logo

Osaic · 10 hours ago

Anti-Money Laundering QC Analyst

positionLa Vista
timeFull-time
remoteHybrid
seniorityEntry, Mid Level
money$65K/yr - $70K/yr
date2+ years exp

Osaic is currently seeking a AML QC Analyst who will be responsible for ensuring compliance with regulatory requirements and internal policies related to anti-money laundering and financial crime prevention. This role focuses on performing quality control reviews of AML processes, monitoring alerts, and validating case investigations to maintain accuracy and adherence to standards.

Business DevelopmentFinancial ServicesWealth Management

Responsibilities

Conduct quality control reviews of AML alerts, cases, and investigations to ensure compliance with regulatory standards
Validate documentation and evidence supporting AML decisions and escalate discrepancies as needed
Monitor adherence to internal policies and procedures related to AML and suspicious activity reporting
Collaborate with AML investigators, compliance officers, and risk teams to resolve quality issues
Assist in developing and refining QC processes to improve efficiency and accuracy
Prepare reports and metrics on QC findings for management review
Stay current on AML regulations, industry best practices, and emerging risks

Qualification

AML regulationsQuality controlCAMS certificationMicrosoft Office SuiteFinancial crime investigationsAnalytical skillsCommunication skillsAttention to detail

Required

Minimum of high school diploma or equivalent is required
2+ years of experience in AML, compliance, or financial crime investigations
Strong understanding of AML regulations (Bank Secrecy Act, USA PATRIOT Act, etc.)
Excellent attention to detail and analytical skills
Proficiency in Microsoft Office Suite and AML monitoring systems
Strong written and verbal communication skills

Preferred

Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant experience will be considered in lieu of degree
Experience in quality control or audit within AML or compliance functions
CAMS or similar certification
Familiarity with broker-dealer or financial services industry
Ability to manage multiple priorities in a fast-paced environment

Benefits

Health, vision, dental insurance
401k
Paid time away
Volunteer days

Company

Osaic

twittertwittertwitter
Glassdoor3.7
company-logo
Osaic provides the support, resources, and community designed for the future of wealth management.
dateFounded in 2016
location
Phoenix, Arizona, USA
people-size1001-5000 employees
web-link
https://osaic.com/

Funding

Current Stage
Late Stage

Leadership Team

leader-logo
Jamie Price
Chief Executive Officer
linkedin
leader-logo
Kristy Britt
CFO
linkedin

Recent News

Investment News
Merchant adds Osaic's data chief for new C-suite role
2026-01-22
Business Wire
Osaic Deepens Commitment to Advisor Development with Enhanced Wealth Advisor Academy and Financial Planning Jump Start Programs
2026-01-16
Business Wire
FINRA Orders American Portfolios Financial Services to Pay $4.6 Million in Restitution for Overcollection of Fees, Retention of Surplus Interest
2025-12-31
Company data provided by crunchbase