Open Systems Technologies · 1 week ago
Head of Financial Crimes Compliance (FCC)
Charlotte, NC
Full-time
Onsite
Director/Executive
$200K/yr - $250K/yr
10+ years expOpen Systems Technologies is a financial firm seeking a Head of Financial Crimes Compliance (FCC) to lead their technology strategy in compliance with regulatory requirements. The role involves overseeing the design and implementation of technology solutions for FCC operations, managing a team, and ensuring compliance with evolving industry standards.
RecruitingStaffing Agency
Responsibilities
Develop and execute the technology strategy for FCC, ensuring alignment with the bank's overall compliance objectives, regulatory requirements and overall firm governance and standards requirements
Oversee the design, development, and implementation of technology solutions that support FCC operations, including transaction monitoring, sanctions screening, and case management systems
Arrange proper support, coverage and staffing plans for all implementation activities and organization commitments
Direct department staffing needs (e.g. interviewing, hiring, new hire and ongoing training, annual evaluations, etc.)
Participate in budget planning, initiation, and monitoring of expenses
Participate in the planning, implementation, testing and documentation of Technology Recovery Plans to support continuity objectives as defined by business and service managers
Closely manage our external vendor contracts, plans and proposals and hold them accountable for all deliverables
Lead and mentor a team of technology professionals, fostering a culture of innovation, collaboration, and continuous improvement
Ensure team member activities comply and are aligned with all strategic directives
Collaborate with key stakeholders, including FCC business leaders, internal technology teams, internal audit, external vendors and suppliers, to ensure technology solutions meet firm and regulatory standards and business needs
Identify and mitigate technology-related risks, ensuring the security and integrity of FCC systems and data
Oversee the planning, execution, and delivery of technology projects, ensuring they are completed on time, within budget, and to the required quality standards
Provide written reports to management regarding project status, tasks, and issues/risks
Stay abreast of regulatory changes and industry best practices, ensuring FCC technology solutions remain compliant with evolving requirements
Qualification
Required
Bachelor's degree in Computer Science, Information Technology, or a related field
10+ years of professional experience in technology management, with a focus on FCC or a related area
Proven track record of leading and managing technology teams and projects, with strong strategic and operational leadership capabilities
In-depth hands-on knowledge of FCC technology solutions, including AML systems, sanctions screening tools, and case management solutions
Detail oriented with excellent problem-solving abilities and ability to perform under pressure in a challenging environment
Strong understanding of financial crimes regulations and compliance requirements
Excellent verbal/written communication and interpersonal skills, with the ability to engage and influence stakeholders at all levels
Company
Open Systems Technologies
Open Systems Technologies provides smart staffing solutions.
201-500 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase