U.S. Bank · 21 hours ago
Staff Auditor – Wealth, Corporate, Commercial and Institutional Banking
Milwaukee, WI
Full-time
Hybrid
Entry, Mid Level
$71K/yr - $84K/yr
2+ years expU.S. Bank is on a journey to help customers and businesses make better financial decisions. They are seeking a Staff Auditor to execute internal audit activities, assist in planning projects, and perform control testing in accordance with internal audit policies.
BankingFinancial ServicesInsuranceMortgageWealth Management
Responsibilities
Performing control testing based on audit testing program directions. Includes using appropriate sampling and control testing techniques; identifying and assessing the relevancy of possible issues; and documenting work performed to support audit scope/conclusions and meet internal audit policies and procedures
Assisting the lead auditor in planning audit engagements. Includes performing financial analysis and identifying areas for further review; interviewing auditees; identifying and analyzing business processes; and identifying key risks and controls
Drafting audit issues under the supervision of the audit team management. Includes identifying appropriate root causes, and developing recommendations that are operationally effective and cost-effective actions to address those causes
Learning from and applying coaching received
Performing other duties as requested by management
Qualification
Required
Bachelor's degree (preferably in Finance, Accounting, or Economics), or equivalent work experience
Typically more than two years of applicable experience
Preferred
Knowledge of the financial markets and overall industry
Basic knowledge of applicable laws, regulations, financial services, and regulatory trends that impact the assigned line of business. Key regulations for the role's primary assigned business areas include Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Exchange Act of 1934, FINRA rules, MSRB rules, etc
Basic understanding of the business line's operations, products/services, systems, and associate risks/controls. Offerings covered by the role's primary assigned team include asset management, wealth management, trust, custody and fund services offerings
Relevant financial service industry knowledge (e.g. credit, models, regulatory compliance, investment services, lending, operations, trust, etc)
Basic understanding of The Institute of Internal Auditors Global Internal Audit Standards and the common definition of internal controls
Knowledge of Risk/Compliance/Audit competencies
Strong process facilitation and project management skills
Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
Excellent communication and interpersonal skills including the ability to interact with a variety of leaders across different levels
Outstanding writing skills and ability to document complex processes and concepts clearly
Strong analytical and organizational skills; adept at critical thinking
Self-starter with a strong desire to deepen knowledge in the financial services industry, specifically investment management services
Detail oriented with strong time management skills
Typically more than 2 years of applicable work experience; however, this qualification is flexible depending on candidate
Availability to travel
Benefits
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Company
U.S. Bank
At U.S.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$991MKey Investors
U.S. Department of the TreasuryMitsubishi UFJ Financial Group
2023-09-29Post Ipo Debt· $55M
2023-08-03Post Ipo Debt· $936M
1978-01-13IPO
Leadership Team
John C Stern
CFO
Shruti Patel
Executive Vice President & GM, CPO- Business Banking segment
Recent News
2026-01-22
2026-01-20
2026-01-20
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