Mariner Advisor Network · 1 day ago
Registered Investment Services Associate
Palo Alto, CA
Full-time
Onsite
Entry Level
$39/hr - $41/hr
1+ years expMariner Advisor Network is recruiting for a Registered Investment Services Associate to join Stanford Federal Credit Union. The role involves providing comprehensive support to Wealth Advisors and enhancing the client experience while gradually taking on client responsibilities.
Business DevelopmentConsultingFinancial ServicesProfessional Services
Hiring Manager
Susy Urquiza, PHR
Responsibilities
Support Wealth Advisors with day-to-day client service activities, account maintenance, and administrative tasks
Manage and document client interactions using CRM platforms (ClientWorks, Redtail)
Answer client phone calls and respond to inquiries promptly and professionally
Assist with prospecting activities, including research, data entry, and follow-up communications
Coordinate and oversee the incentive referral program, ensuring timely tracking and reporting
Prepare meeting materials, performance reports, and account documentation as requested
Participate in client meetings as appropriate to learn and build advisor skills
Identify opportunities to deepen relationships and support business development initiatives
Maintain up-to-date knowledge of firm products, services, and compliance requirements
Qualification
Required
Active Series 7 and Series 66 (or Series 63 & 65) licenses required
A minimum of 1–3 years of experience in a client service or advisor support role within a financial services or wealth management firm
Excellent communication, organizational, and problem-solving skills
Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
Self-motivated with a demonstrated interest in developing into a Wealth Advisor role
Preferred
Proficiency with ClientWorks and/or Redtail CRM strongly preferred
Bachelor's degree in finance, business, or a related field preferred
Benefits
Comprehensive benefits package that includes medical (we cover 100% of the employee’s health benefits and 50% of premiums for family coverage)
Dental
Vision
Life
Short- and long-term disability insurance
Vacation (15 days/year)
Sick time (10 days/year)
Company
Mariner Advisor Network
Mariner Advisor Network is part of Mariner and this page is no longer active.
501-1000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2022-07-19Acquired
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