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Ameriprise Financial Services, LLC · 4 months ago

Compliance Leadership Development Program Associate

Minneapolis, Minnesota

Full-time

Onsite

New Grad, Entry Level

$64K/yr - $64K/yr

Ameriprise Financial Services, LLC is a diversified financial services leader seeking a Compliance Leadership Development Program Associate. This role offers an 18-month experiential commitment that includes three 6-month rotations in various compliance-related areas, providing on-the-job training and the opportunity to network within the company.

CommercialConstructionProperty ManagementReal EstateResidential

No H1B

Responsibilities

Participating on project teams responsible for implementing new programs

Recommending and leading enhancements to existing processes and tools

Creating, updating, and managing review processes for new/existing communications

Drafting and maintaining project plans and status reports

Capturing and tracking project issues and assisting with resolution

Identify opportunities in a compliance analytical process and propose solutions

Appreciate and present pros and cons e.g., sustainability of new implementations for supervisor review

Document and test

Maintaining and improving policies/procedures

Restructuring an online resource center

Managing and/or testing potential program improvements

Provide analytical and support work for senior investigators, and trained to handle minor cases

Observe investigators on cases and advisor interviews

Conduct client reviews for non-financial and financial crimes to assess the monetary and reputational risk of maintaining a client relationship

Create client reports with findings, and discuss client statuses with advisors

Conduct supervisory and compliance procedures

Data assurance testing across the organization

Review and edit procedures through CompliSource

Develop Microsoft Power BI dashboards

Gain experience working in AWS data environment using tools like Athena and Python

Translate business requirements into data analytic solutions

Develop programming logic to flag potential compliance risk

Qualification

Microsoft Power BIPythonBusiness AnalyticsFinanceSASCommunication skillsInterpersonal skillsPresentation skillsOrganizational skillsTime management

Required

Current Senior at a 4-year university pursuing a bachelor's degree Business Analytics, Finance, Political Science, or related field

Graduation date of December 2025 or May/June 2026

Commitment to complete the full 18-month Leadership Development Program

Preferred

High degree of self-motivation with strong integrity and ethics

Proven organization skills and ability to manage time effectively

Excellent communication, interpersonal, and presentation skills

Ability to work and communicate collaboratively with all levels of the organization including team members, managers, and senior leaders

Proficient with Microsoft Office Suite

Experience with Microsoft Power BI, Python, SAS, or equivalent technologies

Benefits

Vacation time

Sick time

401(k)

Health, dental and life insurances

Company

Ameriprise Financial Services, LLC

Glassdoor3.8

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.

Founded in 1990

Vancouver, Washington, USA

5001-10000 employees

https://www.kpsinc.net

Funding

Current Stage

Late Stage

Leadership Team

Angela Grabovsky, CFP®, CRPC®, MBA, APMA®

Private Wealth Advisor, Chief Executive Officer

Anthony C. Barone

Chief Executive Officer,Financial Advisor- The Barone Financial Consulting Group

Recent News

MarketScreener

Dow, S&P 500 post record closing highs; Nasdaq eases with tech

2025-10-03

MarketScreener

Experienced, Female-Led Team With More Than $300 Million in Assets Joins Ameriprise Financial for Greater Flexibility, Independence, and Support

2025-10-02

thefly.com

Ameriprise price target raised by $18 at BofA, here's why

2025-10-02

Company data provided by crunchbase