Ameriprise Financial Services, LLC · 5 hours ago
Compliance Leadership Development Program Associate
Minneapolis, MN
Full-time
Onsite
New Grad
$64K/yr - $64K/yrAmeriprise Financial Services, LLC is a diversified financial services leader seeking a Compliance Leadership Development Program Associate. This role involves an 18-month experiential commitment with three rotations in compliance-related areas, providing on-the-job training and exposure to senior leaders.
CommercialConstructionProperty ManagementReal EstateResidential
No H1B
Responsibilities
Participating on project teams responsible for implementing new programs
Recommending and leading enhancements to existing processes and tools
Creating, updating, and managing review processes for new/existing communications
Drafting and maintaining project plans and status reports
Capturing and tracking project issues and assisting with resolution
Identify opportunities in a compliance analytical process and propose solutions
Appreciate and present pros and cons e.g., sustainability of new implementations for supervisor review
Document and test
Maintaining and improving policies/procedures
Restructuring an online resource center
Managing and/or testing potential program improvements
Provide analytical and support work for senior investigators, and trained to handle minor cases
Observe investigators on cases and advisor interviews
Conduct client reviews for non-financial and financial crimes to assess the monetary and reputational risk of maintaining a client relationship
Create client reports with findings, and discuss client statuses with advisors
Conduct supervisory and compliance procedures
Data assurance testing across the organization
Review and edit procedures through CompliSource
Develop Microsoft Power BI dashboards
Gain experience working in AWS data environment using tools like Athena and Python
Translate business requirements into data analytic solutions
Develop programming logic to flag potential compliance risk
Qualification
Required
Current Senior at a 4-year university pursuing a bachelor's degree in Business Analytics, Finance, Political Science, or related field
Graduation date of December 2025 or May/June 2026
Commitment to complete the full 18-month Leadership Development Program
Preferred
High degree of self-motivation with strong integrity and ethics
Proven organization skills and ability to manage time effectively
Excellent communication, interpersonal, and presentation skills
Ability to work and communicate collaboratively with all levels of the organization including team members, managers, and senior leaders
Proficient with Microsoft Office Suite
Experience with Microsoft Power BI, Python, SAS, or equivalent technologies
Benefits
Vacation time
Sick time
401(k)
Health, dental and life insurances
Company
Ameriprise Financial Services, LLC
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.
Founded in 1990
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Angela Grabovsky, CFP®, CRPC®, MBA, APMA®
Private Wealth Advisor, Chief Executive Officer
Anthony C. Barone
Chief Executive Officer,Financial Advisor- The Barone Financial Consulting Group
Recent News
2025-10-03
2025-10-02
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