U.S. Bank · 15 hours ago
Regulatory Administrator
United States
Full-time
Remote
Mid Level
$76K/yr - $89K/yr
3+ years expU.S. Bank is one of the country’s largest service providers for mutual funds and exchange-traded funds. The Regulatory Administrator position involves supporting board governance and preparing regulatory filings to ensure compliance with federal securities laws, while also managing various client and internal projects.
BankingFinancial ServicesInsuranceMortgageWealth Management
Responsibilities
Preparation of agendas, resolutions, and related materials to support board governance of the series trusts sponsored by GFS
Attendance at and drafting of minutes reflecting the content of board of trustees meetings for one or more series trusts sponsored by GFS
Working with investment advisers and other service providers to the series trusts sponsored by GFS to solicit due diligence information on behalf of the trust’s board
Preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using a content management system
Training, mentoring, and other support functions for Regulatory Administration paralegals
Many of these duties involve working directly with internal counsel, external fund counsel, internal compliance administrators, financial printers, external auditors, and investment advisers on matters requiring confidentiality. Regulatory Administrators also work on additional projects/duties as assigned
Qualification
Required
Bachelor's degree, or equivalent experience
Three to five years of related experience
Preferred
Good knowledge of federal, state and local laws and regulations
Basic knowledge of the products, policies, operations and procedures related to the business unit
Strong organization, analytical and project management skills
Strong planning, implementation and negotiation skills
Effective interpersonal, verbal and communication skills
Proficient computer skills, especially Microsoft Office applications
Benefits
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Company
U.S. Bank
At U.S.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$991MKey Investors
U.S. Department of the TreasuryMitsubishi UFJ Financial Group
2023-09-29Post Ipo Debt· $55M
2023-08-03Post Ipo Debt· $936M
1978-01-13IPO
Leadership Team
John C Stern
CFO
Shruti Patel
Executive Vice President & GM, CPO- Business Banking segment
Recent News
2026-01-22
2026-01-20
2026-01-20
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