E*TRADE from Morgan Stanley · 21 hours ago
WM Financial Crimes Risk Office; Fraud, Sanctions, Travel Rule Oversight - Vice President
Purchase, New York, United States of America
Full-time
Onsite
Mid, Senior Level
$140K/yr - $200K/yr
7+ years expMorgan Stanley is a global financial services firm that conducts its business through three principal business segments. The Vice President, WM Financial Crimes Risk Office is responsible for overseeing Financial Crimes and KYC activities, ensuring compliance with relevant laws and regulations.
BankingFinanceFinancial Services
Responsibilities
The Vice President, WM Financial Crimes Risk Office is responsible for the risk oversight of Financial Crimes and KYC activities within the first line of defense
The role will support leadership in the execution of the strategic direction and oversight of BSA Fraud, Sanctions and Travel Rule
The role will facilitate the execution of the strategic direction of the Financial Crimes programs, performing oversight responsibilities and escalating potential gaps and risks
This position will work closely with the business, the second- and third-line stakeholders to ensure the business is compliant with all relevant Financial Crimes laws and regulations through the proper implementation an execution of applicable MS' policies, standards, and procedures
Support the implementation of transformational, high-impact enhancements across Financial Crimes Risk programs to drive risk reduction, implement efficiencies, design and implement new or enhanced controls and improve client experience
Support the execution of target operating model for in-scope Financial Crimes Risk & Control programs, including but not limited to the oversight of BSA related Fraud issues, Sanctions and Travel rule
Drive consistency and standardization of Risk & Control programs and processes included the oversight of BSA related Fraud issues, Sanctions and Travel rule
Partner with and influence a wide range of stakeholders from 1st line, 2nd line and 3rd line
Identify, escalate, and support management as it relates to identification and remediation of top & emerging risks
Engage with various 1st line teams across WM to assess the impact of financial crimes risks in their area
Support the implementation of oversight reporting and associated working group forums to review risk items, KRIs, KPIs
Qualification
Required
7+ years of relevant experience with transformation programs and/or Financial Crimes risk management programs
Bachelor degree in Business, Finance, or other related fields
Strong understanding of Financial Crimes Risk, Relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.) is a plus
Regulatory remediation experience at global, large-scale bank is a plus
Strong leadership qualities with the ability to manage teams and evidence a strong work ethic as well as a high degree of integrity
Knowledge of Financial Crimes laws and regulations and familiarity with best practice first line procedures and processes
Experience with Sanctions and Travel Rule
Experience with Fraud a strong plus the oversight of BSA related Fraud issues, Sanctions and Travel rule
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
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