Lake Ridge Bank · 3 hours ago
Financial Planning & Client Service Coordinator
Monona, WI
Full-time
Onsite
Entry, Mid Level
2+ years expLake Ridge Bank is seeking a Financial Planning & Client Service Coordinator to support their Financial Advisors and enhance client relationships. The role involves delivering exceptional client service, assisting with financial planning processes, and providing support for business development initiatives.
BankingFinanceFinancial ServicesLendingMobile AppsWealth Management
Responsibilities
Serve as a primary point of contact for clients, providing timely, professional, and courteous service
Prepare materials for client meetings, including financial plans, performance reports, and review packets
Maintain accurate and compliant client files, ensuring data and documentation are up to date
Monitor accounts for changes, unusual activity, and service needs, following up as necessary
Assist Financial Advisors in developing and implementing client financial plans and recommendations
Support proposal preparation, investment research, and report generation
Participate in client meetings, take notes, and follow through on action items
Actively engage with the Financial Advisory and Wealth Management Financial Planning Group
Work toward obtaining CFP® designation, SIE, Series 7, 66, and Life & Health licenses within one year to advance into an advisory role
Support marketing and outreach initiatives, including campaigns, client events, and follow-ups
Assist in onboarding new clients, ensuring all documentation is complete and compliant
Collaborate with internal partners to identify opportunities for cross-selling and relationship expansion
Participate in community and networking events to enhance the visibility of the Financial Advisory team
Ensure adherence to all Bank, LPL, and FINRA regulations and internal policies
Maintain strict confidentiality of all client information
Complete all required compliance and continuing education training on an annual basis
Complete all annual bank security and compliance training
Adhere to Bank Security/compliance and policy guidelines for commercial loan area
Maintain confidentiality of customer information at all times
Stay current on all compliance regulations required through training and education
Participate in bank and department meetings
Represent the bank in professional and community activities
Actively participate in training programs to stay updated on industry trends and technologies
Partner effectively across all levels of the organization and develop positive working relationships
Continually develop knowledge, skills, and abilities through internal and external training programs
Participate in bank and department meetings
Perform all other duties as assigned or requested
Qualification
Required
Bachelor's degree in Finance, Business, Accounting, Economics or related field
Strong communication, analytical, and organizational skills
Proficiency in Microsoft Office and aptitude for learning financial software systems
Exceptional attention to detail, professionalism, and initiative
Commitment to pursuing industry licenses within one year
Preferred
Minimum of 2 years of experience in financial services, banking, or a client-facing role
Bachelor's degree in Finance or Personal Finance
Experience in financial planning or advisory services
SIE, Series 7, 66, and Life & Health licenses (or willingness to obtain within one year)
Familiarity with LPL platforms and financial planning tools
Company
Lake Ridge Bank
Lake Ridge Bank is a banking firm that offers financial products and personal banking services.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Scott P. Ducke, MBA
Executive Vice President & Chief Operating Officer
Arlyn Steffenson
Executive Vice President and Chief Lending Officer
Recent News
Company data provided by crunchbase