BNY · 4 hours ago
Vice President, Auditor, Markets and Wealth Services
One Pershing Plaza, Jersey City, NJ, 07399, US
Full-time
Onsite
Mid, Senior Level
$68K/yr - $160K/yr
7+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The role of Vice President, Auditor involves leading complex global audit assignments and ensuring compliance within the Global Payments and Trade/Treasury Services business.
Financial Services
Responsibilities
Lead or participate in the delivery of complex and challenging global audit assignments, with a primary focus on the Global Payments and Trade/Treasury Services business
Lead or participate in all phases of audit project execution including planning, fieldwork, and reporting in accordance with audit methodologies
Perform walkthroughs with process owners; document results in narratives/flowcharts; identify and document risks and controls; develop and execute testing strategy; prepare supporting workpapers; and document test exceptions and conclusions
Elevate potential audit issues to the Audit Manager and business management as soon as they are identified
Identify and draft meaningful issues impacting the business under review and challenge management to develop appropriate remedial actions to address the issues identified
Follow-up on remedial actions to ensure corrective actions have been appropriately implemented and where necessary, test the design, operating effectiveness, and sustainability of implemented actions
Build strong relationships with key stakeholders in the business and risk management areas and with colleagues throughout the global Internal Audit team
Engage in and document Continuous Monitoring activities to identify new or changing risk conditions for the covered businesses
Apply advanced analytical problem-solving skills and assist others in solving complex issues and identifying innovative solutions
Contribute technical or specialized skill sets or business knowledge not readily available elsewhere in the department to solve audit issues
Identifies opportunities for the use of AI/automation and actively participate in advancing recommendations for software support requests
Maintain up-to-date knowledge of the industry, best practice and regulatory requirements
No direct reports. Demonstrate leadership through work guidance and training of less experienced peers and through advice to assigned clients
Contribute to the overall achievement of team goals
Carry out other ad-hoc tasks and projects as directed by audit management
Qualification
Required
Bachelor's degree or equivalent combination of education and work experience required
Degree in Accounting, Finance, or relevant critical thinking specialty
7-10 years of experience working in financial services or banking, within Internal Audit or Risk and Compliance Management
Good knowledge of Global Payments and Trade/Treasury Services products and operations - including Trade Finance, Cash Management, Global Payments, Client Services and Consumer Compliance (Regulation E)
Good knowledge of the financial services industry and its laws and regulations
Strong communication and influencing skills, with confidence in communicating with both internal and external stakeholders, both written and verbal, with the ability to influence at a senior level
A robust understanding of risk management and control processes
Self-sufficiency and a proactive approach
Excellent planning, coordination, organization, and presentation skills
The ability to thrive in a fast-paced environment and adapt to change as a team player
Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio and Power BI
Additional, core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving
Preferred
Certified Internal Auditor (CIA) or other Risk Management certifications preferred
Benefits
Flexible global resources and tools for your life’s journey
Focus on your health
Foster your personal resilience
Reach your financial goals
Generous paid leaves
Paid volunteer time
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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