TD · 7 hours ago
Associate, Advisory and Contract Execution – Prime Brokerage and ISDA Negotiation
New York, NY
Contract
Onsite
Entry Level
$175K/yr - $175K/yr
1+ years expTD is committed to providing fair and equitable compensation opportunities and is seeking an Associate for their Advisory and Contract Execution Team. The role involves negotiating and executing agreements governing capital markets trading products while ensuring regulatory compliance and managing risk.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Assist with negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody Agreements with a variety of counterparties, including hedge funds and registered funds
Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring accelerated time to market
Reviews, drafts, and finalizes capital markets regulatory agreements across a range of trading products, ensuring alignment with internal standards and regulatory requirements
Communicates capital markets regulatory requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner
Participates in client meetings and calls to provide regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and Singapore frameworks
Works with the trading desks to understand client needs and track and prioritize high value relationships
Understands the current state of legislation, regulation, and guidance with respect to OTC derivative transactions globally including Canada, the US, the EU, the UK, Singapore, and other relevant jurisdictions
Prepares and thoroughly reviews the necessary capital markets agreement requirements and disclosures to ensure TD Securities' regulatory obligations are met
Participates in TD Securities-wide regulatory implementation efforts for new rules and initiatives, ensuring timely and accurate execution across jurisdictions
Acts as a key point of contact for Front Office, Legal, Compliance, Credit, on regulatory documentation matters
Reviews and analyzes TD Securities’ new and existing client base to ensure regulatory compliance daily
Utilizes technology to track and monitor workflow, maintaining and updating databases with required information
Produces reports and status updates as required
Escalates issues proactively and in a timely manner
Provides timely support across multiple time zones including North America, Europe, and Asia
Qualification
Required
Law degree is required
1+ years of solid legal, trading documentation, capital markets, origination or related experience
Excellent written and verbal communication skills, good PC skills and the ability to multi-task and meet tight deadlines in a fast-paced trading environment are requirements
Strong interpersonal and teamwork skills are essential
Ability to work under tight deadlines and flexibility to support global time zones as required
Preferred
J.D. required, New York Bar Admission preferred
1+ years of experience (either at a law firm or a dealer)
North American prime brokerage negotiation experience, together with experience negotiating term commitment agreements and custody agreements is a plus, but not a requirement
Experience negotiating ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements and Account Control Agreements with hedge funds and registered funds is a plus, but not a requirement
Experience negotiating the full suite of regulatory initial margin documentation is a plus, but not a requirement
The candidate for this position will enjoy working on legal trading documentation, be able to effectively apply legal and sound risk management principles and display good drafting ability
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
Investment News
2026-01-16
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