TD · 2 hours ago
Financial Crimes Program Mgr
New York, NY
Full-time
Onsite
Senior Level, Lead/Staff
$111K/yr - $179K/yr
10+ years expTD is one of the world's leading global financial institutions, and they are seeking a Financial Crimes Program Manager. This role coordinates audits and examinations, ensures compliance with Anti-Money Laundering and Bank Secrecy Act regulations, and monitors identified control issues within the company.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Oversees the monitoring and reporting of remediation of all identified control issues for the company
Directs Anti-Money Laundering and Bank Secrecy Act compliance implementation and monitoring
Central point of contact for all auditors and examiners including the OCC, State Regulators, TD Internal Audit and Compliance groups including Global AML, TRMIS and CCR
Assists coordinating the examinations of TDAF with the TD Regulatory Program Management team
Provides support for the team to ensure appropriate subject matter experts are engaged in examinations, including TDAF operational areas and TD Bank colleagues
Coordinates the responses to information requests from examiners
Develops and maintains a database that stores all documentation provided to regulatory bodies
Monitors and controls examinations
Notifies executive management of any significant issues as they arise
Provides management reporting on the status of all on-going audits and examinations
Manages the review results and reports of examinations and coordinates the preparation of management responses
Reviews proposed management responses for adequacy, completeness, consistency and interdependencies
Ensures responses are communicated and discussed with all interested and vested parties at TDAF prior to communication with examiners
Collaborates with TD Bank colleagues regarding the resolution of exam findings
Determines the need to involve personnel from other areas of the Bank for resolution of exam findings
Manages a comprehensive database for all TDAF audit and exam findings, management responses and their respective resolutions
Oversees tracking status of management actions to remediate findings and validate remediation has occurred
Provides consolidated and detailed management reporting on the status of all audit and exam findings
Develops a plan to implement an AML and BSA program within TDAF. Manages the implementation of the AML/BSA plan with operational areas and IT
Assists in the coordination of any examination of TDAF AML and BSA processes
Provides guidance in the implementation of new business processes or control enhancements throughout the company
Proposes, schedules, plans and champions projects to improve efficiencies to provide more effective business support
Qualification
Required
4 year Bachelors degree required; Masters degree preferred
At least 10 related experience required
CPA, CIA or other applicable certification
Excellent leadership skills
Proven ability in planning and project management
Demonstrated ability in maintaining composure under pressure while meeting multiple deadlines
Proficiency in using MS-Office for word processing, spreadsheets, databases, and presentations
Subject matter expert knowledge of the regulatory environment in the financial services industry
Excellent verbal and written communication skills and the ability to interface effectively and build relationships with internal and external parties
Excellent presentation and facilitation skills
Excellent organizational, analytical and problem solving skills
Exceptional ability to teach, guides, model, reinforce, and/or direct the individuals and team to success
Preferred
Experience at a major accounting firm preferred
Financial Services industry experience preferred
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
Investment News
2026-01-16
Company data provided by crunchbase