Morgan Stanley · 14 hours ago
Director, Investment Management (Internal Audit Team)
New York, NY
Full-time
Onsite
Mid Level
$108K/yr - $154K/yr
4+ years expMorgan Stanley is a global leader in financial services, seeking a highly experienced Director for their Investment Management audit team. The role involves leading complex audit projects, managing staff, and engaging with senior stakeholders to assess and improve the quality of internal controls and risk management processes.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Help identify risk and impact to relevant coverage area to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in managing multiple deliverables in line with team priorities
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
Support cross-department projects and initiatives
Complete risk assessments, support focal areas projects, Eaton Vance integration activities and MRA closure verification
Qualification
Required
Highly experienced audit Director with investment management experience
Ability to lead complex projects
Ability to manage staff
Ability to drive senior level discussions with stakeholders
Experience as an Audit Coverage Manager
Ability to lead audits
Experience overseeing closure verification activities
Experience driving continuous monitoring activities
Experience in cross-collaboration across IAD
Ability to manage the performance of audit staff
Understanding of business line and key regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to identify and analyze multiple data sources to inform point of view
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
A commitment to practicing inclusive behaviors
Strong leadership capabilities, with the ability to drive vetting discussions with senior management
Excellent communication, project management and technical skills
At least 4 years' relevant experience
Preferred
Relevant Certifications i.e., CIA, CPA, CIDA, CAIA, CFA
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
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