TD Securities · 12 hours ago
Associate, Advisory and Contract Execution – Prime Brokerage and ISDA Negotiation
New York, NY
Full-time, Contract
Onsite
Entry Level
$175K/yr - $175K/yr
1+ years expTD Securities is a provider of capital markets products and services to diverse clients. The role involves preparing and negotiating legal documentation for trading products while ensuring regulatory compliance and managing risks associated with capital markets agreements.
BankingFinanceFinancial Services
Responsibilities
Assist with negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody Agreements with a variety of counterparties, including hedge funds and registered funds
Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring accelerated time to market
Reviews, drafts, and finalizes capital markets regulatory agreements across a range of trading products, ensuring alignment with internal standards and regulatory requirements
Communicates capital markets regulatory requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner
Participates in client meetings and calls to provide regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and Singapore frameworks
Works with the trading desks to understand client needs and track and prioritize high value relationships
Understands the current state of legislation, regulation, and guidance with respect to OTC derivative transactions globally including Canada, the US, the EU, the UK, Singapore, and other relevant jurisdictions
Prepares and thoroughly reviews the necessary capital markets agreement requirements and disclosures to ensure TD Securities' regulatory obligations are met
Participates in TD Securities-wide regulatory implementation efforts for new rules and initiatives, ensuring timely and accurate execution across jurisdictions
Acts as a key point of contact for Front Office, Legal, Compliance, Credit, on regulatory documentation matters
Reviews and analyzes TD Securities’ new and existing client base to ensure regulatory compliance daily
Utilizes technology to track and monitor workflow, maintaining and updating databases with required information
Produces reports and status updates as required
Escalates issues proactively and in a timely manner
Provides timely support across multiple time zones including North America, Europe, and Asia
Qualification
Required
Law degree is required
1+ years of solid legal, trading documentation, capital markets, origination or related experience
Preferred
J.D. required, New York Bar Admission preferred
1+ years of experience (either at a law firm or a dealer)
North American prime brokerage negotiation experience, together with experience negotiating term commitment agreements and custody agreements is a plus, but not a requirement
Experience negotiating ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements and Account Control Agreements with hedge funds and registered funds is a plus, but not a requirement
Experience negotiating the full suite of regulatory initial margin documentation is a plus, but not a requirement
The candidate for this position will enjoy working on legal trading documentation, be able to effectively apply legal and sound risk management principles and display good drafting ability
Excellent written and verbal communication skills, good PC skills and the ability to multi-task and meet tight deadlines in a fast-paced trading environment are requirements
Strong interpersonal and teamwork skills are essential
Ability to work under tight deadlines and flexibility to support global time zones as required
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
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