Liberty Mutual Investments · 4 hours ago
Vice President, Investment Compliance - Liberty Mutual Investments
Boston, MA
Full-time
Onsite
Mid, Senior Level
5+ years expLiberty Mutual Investments is an investment firm with a focus on driving economic growth and generating superior risk-adjusted returns. The Vice President of Investment Compliance will support compliance efforts related to private investment activities and manage potential conflicts arising from public and private investments.
Asset ManagementInsuranceWealth Management
Responsibilities
Support LMI’s policies and processes to mitigate and manage potential conflicts arising from LMI’s public and private investment activity
Monitor LMI deal pipeline, confer with deal teams as appropriate, and ensure appropriate tracking of potential transactions within LMI systems
Research potentially impacted public securities and issuers, as well as deal/company facts to support materiality determinations; validate ongoing review of developments and status
Support review, negotiation and execution of deal-related non-disclosure agreements
Help drive transition to new compliance control room platform; work with colleagues to ensure successful integration with LMI pipeline platform and migration of legacy data
Experience with control room / trading systems and related technology/data a plus (e.g., Aladdin, Dealcloud, MCO, Bloomberg, Pitchbook, CapIQ)
Support regulatory analysis on issues affecting LMI, including securities and insurance regulation matters
Assist with LMI’s monitoring/tracking of applicable regulatory and industry developments; draft related summaries, guidance and proposed policy language as needed
Participate as needed in range of ad hoc and special projects with Compliance team and other LMI colleagues e.g., risk assessments, regulatory reporting, firm and corporate governance, etc
Broad understanding of investment compliance programs (code of ethics, policies, testing, controls, etc.) in order to offer on-site compliance support
Qualification
Required
Competencies typically acquired through at least a bachelor's degree and 5 or more years of relevant investment, compliance or legal experience
Experience with and solid understanding of various asset classes and investment products
Basic knowledge of securities regulation and investment compliance topics - Investment Advisers Act of 1940, management of confidential and material non-public information, SEC and other regulatory requirements for buy-side institutional investors
Desire to expand knowledge of regulatory/legal/compliance topics applicable to the asset management and insurance industries
Strong verbal and written communication skills
Strong ethical character; poise and confidence to interact with wide range of colleagues; collegial team player
Preferred
JD, control room experience, and experience with deal-related non-disclosure agreements
Experience with private credit
Benefits
Comprehensive benefits
Workplace flexibility
Professional development opportunities
Opportunities provided through our Employee Resource Groups
Company
Liberty Mutual Investments
Liberty Mutual Investments is a globally invested, multi-strategy asset management firm.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Annette Belobokova
Senior Executive Assistant II, ELT for President, Chief Investment Officer, Vlad Barbalat
Maura Cusick
Senior Talent Advisor & Executive HR Business Partner, Liberty Mutual Investments
Recent News
2026-01-16
2026-01-09
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