TD · 3 months ago
Vice President, Regulatory Management & Remediation
New York, New York
Full-time
Onsite
Mid, Senior Level
$150K/yr - $185K/yr
7+ years expTD is an innovator and leader in Data, Delivery, and Innovation, seeking a Vice President for their Regulatory Management & Remediation team. This role is responsible for leading key regulatory initiatives for the US Wholesale business, ensuring effective delivery and alignment with various stakeholders.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Accountability for leading the end-to-end delivery across all business and technology aspects of the project with a delivery operating model to maximize efficiency, effectiveness and scalability
Responsible for key assessments across multiple stakeholders and aligning technology and regulatory objectives into a shared delivery vision
Facilitating the breaking down of overall vision and roadmap into component parts that can be executed through Rapid, TD Agile PDLC delivery approaches as appropriate
Providing leadership to technology and business partners to turn requirements into delivery with analyses and recommendations for solutions that meet business objectives with in a timely and cost-effective manner
Establishing and managing resource plan, issues, risks and financial plans to support the roadmap
Anticipating issues, trends and the potential impact and timely resolution of impediments, while effectively managing the program schedule (releases) and financials and ensuring continuing review and prioritization
Coordinating with the respective enterprise control partners (e.g., EPDE, Strategic Sourcing Group, Legal, TRMIS, OCDO. etc.) to appropriately select, engage and manage external service providers as required
Staying energized, productive and focused in the face of challenges, ambiguity, change or strenuous demands
Demonstrate ability to consistently apply expert judgment with available information when proposing solutions/recommendations
Demonstrated ability to formulate cohesive recommendations regarding delivery approach after consultation with key stakeholder groups on estimated effort, resource availability, cross-program dependencies and other implementation constraints
Ability to create and foster a cohesive team and promote a positive work environment for all employees
Ability to think strategically and possess strong business acumen
Proven ability to stay focused under pressure, demonstrating resilience in challenging situations
Ability to clearly communicate complex financial concepts and garner consensus on implementation methodology from all key stakeholders
Ability to progress on multiple priorities concurrently while navigating unfamiliar territory and ambiguous/evolving circumstances
Aptitude for amalgamating and interpreting large volumes of information, identifying key clarifications required, and formulating next steps to proceed
Building trust with stakeholder groups and maintain good working relationship with other departments
Leading an effective and diverse business team to effectively deliver productivity, quality and innovation
Qualification
Required
Knowledge of project delivery methodologies (including PDLC and TD Agile scaling frameworks)
Strong working knowledge of project management techniques and tools including Microsoft Project, JIRA and Confluence
Knowledge of Capital Markets
Knowledge of regulatory requirements
Ability to apply industry frameworks and techniques
Passion to succeed, results-oriented
High attention to detail and ability to articulate and produce presentations for different level of audiences
Flexible, with an innate ability to 'course correct'
Adaptive communication skills
Ability to build and motivate teams
High threshold dealing with ambiguity
Entrepreneurial mindset
Drive for continuous improvement
Ability to influence all parties while driving delivery forward
Prior experience with delivering major regulatory programs and/or infrastructure implementations is an asset
In-depth familiarity with market risk, valuation, data science or accounting concepts obtained through previous experience in a capital markets function
High level understanding of financial products and models
Prior experience with delivering major regulatory programs and/or infrastructure implementations is an asset
University degree or equivalent
CFA or FRM designation an asset
Bachelor's Degree in any field of study required
7+ years of prior experience in organizational change management activities
In-depth understanding and subject matter expertise in self clearing, with experience in Futures preferred
Prior experience with delivering technology for clearing (self or client) is considered an asset
Superior understanding of the end-to-end clearing workflow, with in-depth knowledge of the operational aspects
Superior organizational skills (must be able to identify and track project dependencies & blockers, ensure proper resolution of outstanding items, document meeting minutes and takeaways in a clear and concise manner)
Established rapport with various stakeholders throughout the bank
Advanced Excel data manipulation skills (ability to derive findings/conclusions from large datasets and trouble-shoot errors)
Ability to work on multiple concurrent tasks and manage time effectively
Flexibility to be able to adapt to unfamiliar, ambiguous or changing conditions
Demonstrated ability to make sound recommendations for business decisions
Excellent analytical, problem solving, organizational, and communication skills
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
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